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Sunday, November 8, 2026

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Latest SEC filings as they come in

TOBAM Reveals Latest Holdings in 13F-HR Filing

TOBAM's recent 13F-HR filing reveals its investment holdings, showcasing the firm's strategy and positioning in the asset management industry.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for new contingent income notes linked to major stock indices, signaling a strategic move in the banking sector.

KLP 2006-N3 Family Trust sells over 60,000 Hyatt shares

KLP 2006-N3 Family Trust reports sale of over 60,000 shares of Hyatt Hotels Corp, indicating strategic portfolio adjustments in the hospitality sector.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured notes linked to the MerQube US Large-Cap Vol Advantage Index.

HSBC USA Inc. Launches New Autocallable Notes Offering

HSBC USA Inc. has filed a free writing prospectus for Autocallable Contingent Income Barrier Notes, aimed at attracting investors with innovative financial products.

National Rural Utilities Cooperative Finance Corp issues new debt

National Rural Utilities Cooperative Finance Corp has filed to issue $304,000 in Medium-Term Notes, Series D, signaling ongoing financial activity in the sector.

JPMorgan Chase Financial Co. LLC Files for Structured Notes

JPMorgan Chase Financial Co. LLC announces new structured notes linked to the MerQube US Tech+ Vol Advantage Index, expanding its offerings in the banking sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. has filed a pricing supplement for new structured notes linked to the MerQube US Gold Vol Advantage Index, targeting investors seeking contingent interest.

JPMorgan Chase Financial Co. LLC Launches $198,000 Notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $198,000 in structured notes linked to the Russell 2000 and S&P 500 indices.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $2.56M in structured investments linked to major stock indices.

EPG Wealth Management reports $434 million in assets

EPG Wealth Management LLC's latest 13F-HR filing shows $434 million in assets under management as of September 30, 2026, reflecting its investment strategies.

BofA Finance LLC Launches $43.1 Million Notes Linked to S&P 500

BofA Finance LLC files for $43.1 million in Capped Buffered Enhanced Return Notes linked to the S&P 500 Index, fully guaranteed by Bank of America.

Hurricane Capital Advisors reveals $286.2M in holdings

Hurricane Capital Advisors LLC discloses $286.2 million in holdings across 492 positions, reflecting strategic investment decisions in the latest filing.

FT 13443 Files S-6 Registration for New Unit Investment Trust

FT 13443 has filed an S-6 registration statement for a new unit investment trust, reflecting a trend towards diversified ETF portfolios.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC has launched a new offering of structured investments linked to the MerQube US Gold Vol Advantage Index, enhancing its financial product lineup.

Pharos Lodging GP Beaufort files new securities offering

Pharos Lodging GP Beaufort, LLC has filed a new securities offering, raising $990,000 of a $1,080,000 goal, indicating strong investor interest.

MassMutual Ascend Life Insurance Co. Files Certification Update

MassMutual Ascend Life Insurance Co. certifies no changes in its prospectus, reflecting its commitment to transparency in the life insurance industry.

HSBC USA Inc. Launches Autocallable Income Notes Linked to TSLA

HSBC USA Inc. announces a new offering of Autocallable Contingent Income Barrier Notes linked to Tesla's stock performance.

J.Safra Asset Management Corp reports $2.3 billion in assets

J.Safra Asset Management Corp's latest SEC filing reveals $2.3 billion in assets, highlighting its investment strategies and diverse portfolio.

Strive, Inc. Updates on Digital Credit Offerings

Strive, Inc. announces new digital credit products aimed at providing daily payments and competitive yields, enhancing its position in finance services.

Financialist News Desk

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