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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Morgan Stanley Finance files for new structured investment product

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product linked to Amazon stock, diversifying its offerings.

JPMorgan Chase Financial launches $380,000 structured notes

JPMorgan Chase Financial Co. LLC files to offer $380,000 in structured investments linked to key market indices, reflecting a trend in national commercial banking.

JPMorgan Chase Financial Co. announces $150,000 note offering

JPMorgan Chase Financial Co. LLC files for $150,000 in Auto Callable Contingent Interest Notes, expanding its product offerings in the national commercial banking sector.

Morgan Stanley Finance files for Enhanced Buffered Jump Securities

Morgan Stanley Finance LLC files a preliminary pricing supplement for Enhanced Buffered Jump Securities linked to NVIDIA stock, expanding its investment offerings.

Malady Kyle Files to Sell 1,100 Shares of Verizon Stock

Malady Kyle has filed to sell 1,100 shares of Verizon Communications Inc., signaling executive stock management in the telecommunications sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for new structured investments linked to the S&P 500, reflecting its strategy to expand offerings.

Hurricane Capital Advisors reveals $406.46M portfolio in filing

Hurricane Capital Advisors LLC discloses a $406.46 million portfolio value in its latest 13F-HR filing, highlighting key investments and strategies.

Goldenwise Capital amends proxy statement for Phunware vote

Goldenwise Capital Group Ltd amends its proxy statement for Phunware's annual meeting, clarifying voting instructions for shareholders.

Veratis Advisors reports $132M in holdings as of Sept 2026

Veratis Advisors, Inc. reveals $132 million in holdings in its latest 13F filing, highlighting key investments in major companies.

OSP AFS Holdings raises $14.48 million in private offering

OSP AFS Holdings, LP has announced a $14.48 million private offering, focusing on profits interests for employees and affiliates.

Hurricane Capital Advisors reveals $310M portfolio in 13F-HR

Hurricane Capital Advisors LLC discloses a $310 million portfolio in its latest 13F-HR filing, showcasing investments in major companies like Amazon and Alphabet.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, reflecting ongoing innovation in the securities market.

Willis Johnson Wealth reports significant tech investments

Willis Johnson Wealth, Inc. discloses major investments in tech firms, signaling strategic shifts in its portfolio management approach.

Northern Funds Delays Effectiveness of Gigawatt ETF Filing

Northern Funds has delayed the effectiveness of its Northern Trust US Gigawatt ETF until December 2, 2026, as outlined in a recent SEC filing.

Parham Richelle P Sells Shares in Labcorp Holdings Inc.

Parham Richelle P disclosed a sale of shares in Labcorp Holdings Inc., affecting ownership dynamics in the medical laboratory services sector.

Labcorp Executive Akinbolade Reports Stock Transactions

Oyegunwa Akinbolade of Labcorp reports stock transactions, reflecting executive engagement and confidence in the company's future.

BofA Finance LLC Issues $978,000 Callable Yield Notes

BofA Finance LLC files a pricing supplement for $978,000 in Callable Yield Notes, linked to Russell 2000 and S&P 500 indices, guaranteed by Bank of America.

Doherty Catherine T. files to sell 22,105 shares at Quest Diagnostics

Catherine T. Doherty of Quest Diagnostics has filed to sell 22,105 shares of common stock, reflecting ongoing executive trading activity.

Invesco Real Estate Asia Fund files new offering to raise capital

Invesco Real Estate Asia Fund has filed a new offering under Rule 506(b) to enhance its capital base, indicating a total amount sold of $45 million.

BofA Finance LLC Files for Buffered Auto-Callable Notes

BofA Finance LLC announces a new offering of Buffered Auto-Callable Notes linked to gold and silver ETFs, guaranteed by Bank of America Corporation.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →