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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Nomura America Finance files pricing supplement for new notes

Nomura America Finance, LLC files a pricing supplement for its Senior Global Medium-Term Notes, reflecting its strategy in the financial market.

FT 13305 Confirms Compliance with SEC Regulations

FT 13305 certifies alignment of its registration statement amendment with SEC rules, reflecting commitment to transparency in the investment sector.

Bank of Nova Scotia Unveils New Digital Notes Linked to Indexes

Bank of Nova Scotia files for new digital notes linked to Russell 2000 and S&P 500 indexes, highlighting a strategic move in the state commercial banking sector.

FT 13276 certifies registration statement compliance

FT 13276 files a definitive letter certifying compliance with SEC regulations regarding its registration statement amendment. This ensures transparency for investors.

Marex Group announces pricing for new Autocallable Notes

Marex Group Ltd files pricing supplement for Autocallable Leveraged Barrier Notes linked to Russell 2000 Index, aiming to diversify offerings.

Zhibao Technology files late for annual report due to delays

Zhibao Technology Inc. notifies of late filing for its annual report, citing the need for more time to prepare financial statements.

Scanlan Jacqueline files to sell 4,930 shares of FMC Corp

Scanlan Jacqueline has filed to sell 4,930 shares of FMC Corp, valued at approximately $32,291, reflecting ongoing stock transactions in the chemicals sector.

Winter P. Clinton Reports Changes in Stock Ownership

Winter P. Clinton announces changes in stock ownership, including phantom stock acquisition, highlighting trends in executive compensation in banking.

JPMorgan Chase Financial files for new contingent interest notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Small-Cap Vol Advantage Index.

Investcorp Employee Co-Investment Program files new offering

Investcorp Employee Co-Investment Program announces a new private offering under Rule 506(b), indicating growth in private investment opportunities.

Royal Bank of Canada files for new contingent coupon notes

Royal Bank of Canada announces new Auto-Callable Contingent Coupon Barrier Notes linked to the Bloomberg US Large Cap VolMax Index.

Toronto Dominion Bank Offers Autocallable Notes Linked to Stocks

Toronto Dominion Bank files for Autocallable Contingent Interest Notes linked to CrowdStrike, Palantir, and Tesla stocks, enhancing its product offerings.

JPMorgan Chase Financial Co. unveils new investment notes

JPMorgan Chase Financial Co. LLC announces $125,000 in auto callable contingent interest notes linked to major stock indices, enhancing its investment offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, indicating its strategy to diversify financial offerings.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for structured investments worth $1.475 million, indicating ongoing product diversification.

Morgan Stanley Finance files pricing supplement for new securities

Morgan Stanley Finance LLC announces new structured investments with a pricing supplement, reflecting trends in the security brokers and dealers industry.

JPMorgan Chase Financial Co. Announces Pricing of Notes

JPMorgan Chase Financial Co. LLC has priced $100,000 in Auto Callable Contingent Interest Notes linked to major stock indices, fully guaranteed by JPMorgan Chase & Co.

Expion Energy Files Proxy Statement for Annual Meeting

Expion Energy, Inc. files a proxy statement ahead of its annual meeting, seeking shareholder approval on key proposals including director elections.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.

Treasure Coast Financial Planning reveals $209M in holdings

Treasure Coast Financial Planning discloses over $209 million in investments as of September 30, 2026, showcasing its active management strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →