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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Kennedy Lewis Capital reports net asset values for Q3 2026

Kennedy Lewis Capital Co announces net asset values for its share classes, reflecting its financial standing as of September 30, 2026.

Charash Inbar Sells Shares of Allot Ltd. Amid Tax Obligations

Charash Inbar, General Counsel of Allot Ltd., sells 555 shares at $8.50 each to meet tax obligations, reflecting ongoing management activity.

Bank of Nova Scotia announces new Autocallable Trigger Notes

Bank of Nova Scotia has filed a pricing supplement for new Autocallable Trigger Notes linked to Nasdaq-100 and S&P 500 indices, set to mature in 2031.

JPMorgan Chase Financial Co. LLC announces structured notes offering

JPMorgan Chase Financial Co. LLC announces a $339,000 structured notes offering linked to the S&P 500 Futures Excess Return Index, enhancing its investment products.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $65,000 in auto callable contingent interest notes linked to Tesla's stock, fully guaranteed by JPMorgan Chase & Co.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investment notes linked to the MerQube US Large-Cap Vol Advantage Index.

JPMorgan Chase Financial Co. announces $476,000 in notes

JPMorgan Chase Financial Co. LLC files for $476,000 in structured notes linked to major indices, reflecting innovation in national commercial banking.

JPMorgan Chase Financial Co. announces $3.133 million notes

JPMorgan Chase Financial Co. has filed for $3.133 million in structured investment notes linked to ETFs and indices, reflecting a trend in national commercial banks.

Marex Group Ltd Announces Callable Contingent Income Notes

Marex Group Ltd files for Callable Contingent Income Notes, enhancing its product offerings in the competitive securities market.

Toronto-Dominion Bank Offers New Capped Leveraged Notes

Toronto-Dominion Bank has filed a pricing supplement for new Capped Leveraged Contingent Absolute Return Buffered Notes linked to major indices.

AuguStar Variable Account A Approves Portfolio Reorganizations

AuguStar Variable Account A announces three portfolio reorganizations aimed at improving efficiency and reducing costs for contract owners.

VARRD, Inc files Regulation D offering to raise $1.75 million

VARRD, Inc seeks to raise $1.75 million through a Regulation D offering, having already sold $250,000. This move signals growth plans for the tech company.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC has filed a pricing supplement for $19.6 million in structured notes linked to the Tokyo Stock Price Index.

Bank of Nova Scotia Issues $12.8 Million in Autocallable Notes

Bank of Nova Scotia has filed a pricing supplement for $12.8 million in autocallable notes linked to SpaceX stock, indicating a strategy to diversify offerings.

JPMorgan Chase Financial Co. unveils $595,000 enhanced notes

JPMorgan Chase Financial Co. LLC announces $595,000 in enhanced notes linked to major indices, reflecting innovation in the national commercial banks sector.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for auto callable notes linked to the MerQube US Tech+ Vol Advantage Index.

AuguStar Variable Account B Announces Portfolio Reorganizations

AuguStar Variable Account B has approved three portfolio reorganizations aimed at enhancing efficiency and reducing operating expenses for contract owners.

UBS AG issues $2.9M in Trigger Callable Yield Notes

UBS AG announces the issuance of $2.9 million in Trigger Callable Contingent Yield Notes, linked to major market indices, reflecting current banking trends.

JPMorgan Chase Financial Co. unveils new investment notes

JPMorgan Chase Financial Co. LLC announces new Uncapped Accelerated Barrier Notes linked to the S&P 500 Futures Index, fully guaranteed by JPMorgan Chase & Co.

HNI Corp's Former CFO David Sylvester Files to Sell Shares

David Sylvester, ex-CFO of HNI Corp, files to sell 26,451 shares, reflecting ongoing trends in executive stock sales in the office furniture industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →