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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Bank of Nova Scotia Issues New Autocallable Notes Linked to CrowdStrike

Bank of Nova Scotia announces new Autocallable Contingent Coupon Notes linked to CrowdStrike Holdings, enhancing its offerings in the state commercial banking sector.

JPMorgan Chase Financial Co. LLC files pricing supplement for notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $652,000 in structured investment notes linked to the S&P 500 Futures Index.

Honor & Fire LLC Amends Private Offering Details

Honor & Fire LLC updates its private offering filing, revealing $900,000 raised out of a $1 million goal, with nine non-accredited investors involved.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $100,000 in Auto Callable Contingent Interest Notes linked to the MerQube US Tech+ Vol Advantage Index.

VARRD, Inc amends private offering to raise $1.75 million

VARRD, Inc has amended its private offering, aiming to raise $1.75 million, with $250,000 already sold, signaling growth in the technology sector.

Voleon US Active Extension Equity I Fund Amends Offering

Voleon US Active Extension Equity I International Fund amends its offering with total sales of $200 million, reflecting its ongoing investment strategy.

Royal Bank of Canada unveils new Auto-Callable Notes

Royal Bank of Canada files for Auto-Callable Enhanced Return Barrier Notes linked to five equity securities, aiming to boost investment offerings.

JPMorgan Chase Financial Co. files for $1.48M structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.48M in structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Listed Funds Trust Reports Semi-Annual Results for ETF

Listed Funds Trust provides key insights into the Fortuna Hedged Bitcoin ETF's performance in its latest semi-annual report, impacting the investment management sector.

JPMorgan Chase Financial Co. unveils $319,000 structured notes

JPMorgan Chase Financial Co. LLC files for $319,000 in structured notes linked to tech index, highlighting innovative investment strategies in banking.

Fitness Fanatics Ltd Files Amended IPO Registration Statement

Fitness Fanatics Ltd has filed an amended registration statement for its IPO, aiming to raise funds and establish a public presence on Nasdaq.

Artisan Partners Acquires Major Holdings in Pearson PLC

Artisan Partners Limited Partnership has acquired significant voting rights in Pearson PLC, indicating a shift in shareholder dynamics.

Waldeck George P Jr. Acquires Shares in Prudential Financial

Waldeck George P Jr. reported stock acquisitions, reflecting executive compensation strategies at Prudential Financial, impacting shareholder perspectives.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investments linked to the MerQube US Tech+ Vol Advantage Index, backed by JPMorgan Chase & Co.

Toronto-Dominion Bank Offers New Buffered Notes Linked to Nasdaq-100

Toronto-Dominion Bank files for new Capped Leveraged Notes linked to Nasdaq-100, signaling innovation in commercial banking offerings.

Stage Harbor Financial reveals Q3 2026 holdings report

Stage Harbor Financial's Q3 2026 13F-HR filing shows $175.96 million in holdings, reflecting trends in investment strategies within the asset management industry.

Leisure Capital Management reveals $316.3M in holdings

Leisure Capital Management's latest 13F-HR filing shows $316.3 million in holdings as of September 30, 2026, highlighting its investment strategies.

Royal Bank of Canada offers new Auto-Callable Notes

Royal Bank of Canada announces the offering of Auto-Callable Contingent Coupon Barrier Notes linked to the Bloomberg US Large Cap VolMax Index, enhancing its product portfolio.

JPMorgan Chase Financial Co. Files for New Investment Notes

JPMorgan Chase Financial Co. has filed for auto callable contingent interest notes linked to the MerQube US Gold Vol Advantage Index, indicating a strategic investment move.

GS Finance Corp. files for autocallable notes due 2031

GS Finance Corp. has filed a preliminary pricing supplement for autocallable notes linked to major stock indices, indicating a strategic move in the financial market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →