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Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

FIS Trust files summary prospectus for new ETF

FIS Trust files a summary prospectus for the FIS Faith Income ETF, detailing its investment strategies and fee structure, emphasizing Christian values.

Toronto Dominion Bank Offers New Buffered Notes Linked to Nasdaq-100

Toronto Dominion Bank files for new Capped Leveraged Contingent Absolute Return Buffered Notes linked to the Nasdaq-100 Index, enhancing its product offerings.

Sherwin-Williams Officer Bryan Young Files to Sell Shares

Bryan J. Young of Sherwin-Williams has filed to sell 1,314 shares of stock, valued at over $454,000, following a stock option exercise.

Bridgeway Funds Inc. files certification under Rule 497(j)

Bridgeway Funds Inc. confirms no changes to its prospectus with a Rule 497(j) filing, showcasing regulatory compliance in the investment industry.

Lackritz Matthew Files Form 3 as Toro Co. CTO

Neal Matthew Lackritz files Form 3 with the SEC, confirming his position as Chief Technology Officer at Toro Co.

PS International Group Ltd. Reports Q2 2026 Financial Results

PS International Group Ltd. releases its Q2 2026 financial results, highlighting performance in the freight and cargo transportation industry.

Bread Financial Holdings issues 5 million depositary shares

Bread Financial Holdings, Inc. announces the issuance of 5 million depositary shares of its Series C Preferred Stock, enhancing its capital structure.

Forgent Power Solutions CFO Acquires Shares and Options

Forgent Power Solutions CFO Amy E. Ard acquires shares and options, reflecting strategic movements in the electrical industrial apparatus sector.

Carter Bankshares updates investors with financial presentation

Carter Bankshares, Inc. shares its latest financial data in a new investor presentation, showcasing its commitment to transparency and stakeholder engagement.

Royal Bank of Canada Unveils New Capped Enhanced Return Notes

Royal Bank of Canada announces new Capped Enhanced Return Dual Directional Buffer Notes linked to the S&P 500 Index, expanding its investment offerings.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured investments linked to the MerQube US Tech+ Vol Advantage Index, totaling $540,000.

Columbia Funds Series Trust II Reports Annual Financial Results

Columbia Funds Series Trust II files N-CSR report detailing financial performance for the year ending August 31, 2026, emphasizing transparency in the investment sector.

RM Financial Services reports $132.5M in holdings

RM Financial Services, LLC disclosed its holdings worth $132.5 million in a recent SEC filing, reflecting strategic investment choices in the financial sector.

Dahring | Cusmano LLC Reports Q3 2026 13F-HR Filing

Dahring | Cusmano LLC reveals $216.5 million in securities in its Q3 2026 13F-HR filing, highlighting major investments in tech companies.

Royal Bank of Canada Offers $1.145M in Enhanced Notes

Royal Bank of Canada announces $1.145 million offering of Auto-Callable Enhanced Return Barrier Notes linked to five equity securities.

AuguStar Variable Account R Announces Portfolio Reorganizations

AuguStar Variable Account R has approved reorganizations for several portfolios within its variable annuity contracts, aiming to streamline operations and reduce costs.

Voleon Composition Domestic Fund updates private offering details

Voleon Composition Domestic Fund, LP updates its private offering details, reflecting ongoing trends in the hedge fund industry and reaffirming its operational structure.

BofA Finance LLC Files Pricing Supplement for Yield Notes

BofA Finance LLC announces pricing supplement for new Issuer Callable Yield Notes, fully guaranteed by Bank of America Corporation.

Bank of Montreal announces new Trigger Autocallable GEARS

Bank of Montreal files for new Trigger Autocallable GEARS linked to the TOPIX Index, reflecting its strategy to diversify financial products.

Affinity Wealth LLC Files Latest Holdings Report for Q3 2026

Affinity Wealth LLC has filed its latest 13F-HR report, revealing significant investments across various sectors for Q3 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →