Clicky

Sunday, November 8, 2026

Breaking News

Latest SEC filings as they come in

Nomura America Finance announces new contingent coupon notes

Nomura America Finance, LLC files a pricing supplement for new contingent coupon notes linked to major equity indices, enhancing its product offerings.

Barclays Bank announces new contingent income securities

Barclays Bank PLC has filed for a new offering of contingent income auto-callable securities linked to Palo Alto Networks, signaling a strategic investment move.

Parallel Advisors reports $7.4 billion in holdings for Q3 2026

Parallel Advisors, LLC disclosed its Q3 2026 holdings, totaling over $7.4 billion in assets, emphasizing transparency in investment strategies.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A reveals three reorganizations of its investment portfolios, effective December 18, 2026, aimed at improving efficiency.

Chadha Sumir files 13F notice, signaling investment changes

Chadha Sumir has submitted a 13F notice, indicating changes in investment strategy. This could impact the asset management industry.

Singhal Sandeep files 13F notice, indicating investment changes

Singhal Sandeep's recent 13F notice reveals changes in its investment strategies, impacting the investment management industry.

JPMorgan Chase Financial Co. announces new medium-term notes

JPMorgan Chase Financial Co. LLC files for $750,000 in medium-term notes linked to Freeport-McMoRan Inc., signaling a strategic financial move.

AEP Transmission launches $550 million senior notes offering

AEP Transmission Company, LLC announces a public offering of $550 million in senior notes, aiming to enhance its financial strength in the electric services sector.

American Institute for Advanced Investment Management Reports Holdings

American Institute for Advanced Investment Management files 13F-HR report, detailing $172.8 million in holdings as of September 30, 2026.

WestBridge Capital US Advisors files new 13F-NT report

WestBridge Capital US Advisors, LP filed a 13F-NT report detailing changes in its investment portfolio as of September 30, 2026.

Marex Group Ltd files pricing supplement for new notes

Marex Group Ltd files a pricing supplement for $250,000 in autocallable leveraged buffered notes linked to Ciena and Sandisk stocks.

WestBridge Crossover Fund Files 13F Notice for Q3 2026

WestBridge Crossover Fund, LLC files a 13F Notice, detailing its investment strategy and compliance with SEC regulations for Q3 2026.

Converium Capital Opportunities Fund LP announces new offering

Converium Capital Opportunities Fund LP files for a new private offering, allowing investments starting at $150,000, signaling growth in the investment fund sector.

BofA Finance LLC Issues $342,000 in Digital Return Notes

BofA Finance LLC announces $342,000 Digital Return Notes, guaranteed by Bank of America Corp, linked to Russell 2000 and S&P 500 indices.

Tennessee Valley Asset Management Reports $912 Million Holdings

Tennessee Valley Asset Management Partners disclosed holdings worth over $912 million in its latest filing, highlighting key investments across various sectors.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A is reorganizing its investment portfolios to improve efficiency and reduce costs, impacting contract owners.

JPMorgan Chase Financial Co. announces $5.46 million notes offering

JPMorgan Chase Financial Co. LLC files a pricing supplement for $5.46 million in structured investments, signaling growth in the national commercial banks sector.

Bank of Nova Scotia files for new buffered notes linked to SpaceX

Bank of Nova Scotia has filed a preliminary pricing supplement for new buffered notes linked to SpaceX, aiming to diversify investment offerings.

Northern Lights Fund Trust II Files N-CSRS Report for 2026

Northern Lights Fund Trust II's latest N-CSRS filing reveals key shareholder information and financial performance for the period ending August 31, 2026.

Barclays Bank launches $2.35 million autocallable notes

Barclays Bank PLC issues $2.35 million in autocallable notes linked to major indices, reflecting trends in structured finance.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →