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Sunday, November 8, 2026

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Latest SEC filings as they come in

Principal Variable Contracts Funds files summary prospectus for 2060 fund

Principal Variable Contracts Funds Inc. files a summary prospectus for the Principal LifeTime 2060 Account, outlining investment strategies and expenses.

GS Finance Corp. Files Pricing Supplement for Trigger PLUS

GS Finance Corp. files a pricing supplement for a $3.146 million Trigger PLUS investment product, enhancing its offerings in the securities market.

Barclays Bank announces $1.179 million in new notes

Barclays Bank PLC files for $1.179 million in Autocallable Leveraged Barrier Notes linked to the Invesco KBW Bank ETF, signaling strategic investment opportunities.

Principal Funds updates summary prospectus for 2065 Fund

Principal Funds, Inc. updates its summary prospectus for the Principal LifeTime Hybrid 2065 Fund, detailing investment strategies and fee structures.

Principal Funds updates prospectus for LifeTime Hybrid 2060 Fund

Principal Funds, Inc. has filed a new prospectus for its Principal LifeTime Hybrid 2060 Fund, detailing updates on fees and investment strategies.

Principal Funds updates prospectus for LifeTime Hybrid 2070 Fund

Principal Funds, Inc. updates its prospectus for the LifeTime Hybrid 2070 Fund, focusing on fees and investment strategies to enhance investor returns.

Principal Funds updates SmallCap Growth Fund I prospectus

Principal Funds, Inc. updates its SmallCap Growth Fund I prospectus, detailing fees and investment strategies in a recent SEC filing.

Principal Funds updates summary prospectus for 2050 Fund

Principal Funds, Inc. updates its summary prospectus for the Principal LifeTime Hybrid 2050 Fund, emphasizing transparency and investor education.

Principal Funds, Inc. updates SmallCap Value Fund II prospectus

Principal Funds, Inc. has filed an updated prospectus for its SmallCap Value Fund II, reflecting changes in fees and expenses.

Barclays Bank announces new Autocallable Notes offering

Barclays Bank PLC files for new Autocallable Leveraged Barrier Notes linked to S&P 500, highlighting innovation in commercial banking.

Principal Funds updates prospectus for LifeTime Hybrid 2055 Fund

Principal Funds, Inc. updates its prospectus for the Principal LifeTime Hybrid 2055 Fund, detailing fees and investment strategies important for investors.

National Security Variable Account N Announces Portfolio Reorganizations

National Security Variable Account N files a supplement detailing reorganizations of several portfolios, impacting contract owners and the investment sector.

HSBC announces buy-back of 170,000 shares in November

HSBC Holdings PLC has repurchased 170,000 shares as part of its buy-back program, enhancing shareholder value amid competitive market conditions.

Marcelo de Siqueira Freitas Acquires 38,695 Shares in AXIA

Marcelo de Siqueira Freitas has increased his stake in AXIA Energia S.A. by acquiring 38,695 shares, reflecting confidence in the electric services sector.

Expeditors International reports Q3 2026 financial results

Expeditors International of Washington Inc. announced its Q3 2026 financial results, showcasing its performance in the freight and cargo sector.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investments, potentially impacting its competitive position in the financial services sector.

Principal Real Asset Fund Removes Portfolio Manager May Tong

Principal Real Asset Fund updates its prospectus, removing May Tong as Portfolio Manager effective November 3, 2026, reflecting management adjustments.

HPS Aiguille Verte SET Fund files new offering under Rule 506(b)

HPS Aiguille Verte SET Fund, SCSp files a new offering under Rule 506(b), signaling a long-term strategy for attracting investors.

Principal Variable Contracts Funds updates prospectus, removes manager

Principal Variable Contracts Funds Inc. updates its prospectus, removing May Tong as a portfolio manager for several funds effective November 3, 2026.

Principal Funds removes May Tong as portfolio manager

Principal Funds, Inc. updates its prospectus, removing May Tong as a portfolio manager for multiple funds, signaling management changes.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →