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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

HPS Corporate Capital Solutions Fund Completes Tender Offer

HPS Corporate Capital Solutions Fund successfully repurchased 946,847 shares in its tender offer, reflecting strategic capital management.

Barclays Bank unveils new Barrier Dual Directional Notes

Barclays Bank PLC files for new Barrier Dual Directional Notes, signaling a strategic move in the competitive commercial banking sector.

BofA Finance LLC Issues $2.16 Million in Auto-Callable Notes

BofA Finance LLC announces $2.16 million Auto-Callable Notes, guaranteed by Bank of America, highlighting trends in national commercial banking.

Avant Financial Advisors reports $164.4 million in holdings

Avant Financial Advisors LLC disclosed a portfolio worth $164.4 million in its latest 13F filing, showcasing key investments in tech giants.

FMI Funds Inc. registers FMI Global Equity ETF shares

FMI Funds Inc. has filed a registration statement for its FMI Global Equity ETF shares, reflecting its commitment to growth in the investment sector.

Valley National Bancorp Proposes Merger with Providence Financial

Valley National Bancorp has filed for a merger with Providence Financial, set for a shareholder vote on December 14, 2026.

Corgi ETF Trust I sets new effective date for ETFs

Corgi ETF Trust I announces a new effective date for its ETFs, signaling strategic moves in the investment sector.

Royal Bank of Canada Offers New Accelerated Return Notes

Royal Bank of Canada files offering for Accelerated Return Notes linked to SPDR S&P Regional Banking ETF, expanding its financial product offerings.

Maywood Asset Management Files 13F Notice for Q3 2026

Maywood Asset Management Pte. Ltd. files a 13F notice, revealing its investment positions as of September 30, 2026, impacting the asset management industry.

PBF Energy director sells 17,350 shares in recent transaction

PBF Energy Inc. director Karen B. Davis sells 17,350 shares, reflecting ongoing insider transactions in the petroleum refining sector.

Bender Reports Ownership Changes as CEO of International Battery Metals

Donald E. Bender reports his ownership in International Battery Metals, reflecting his commitment as CEO. Significant shareholdings noted in recent filing.

Chubb CEO Evan Greenberg Reports Stock Transactions

Evan G. Greenberg, CEO of Chubb Ltd, disclosed recent stock transactions in an SEC filing, reflecting ongoing engagement with company shares.

Kenvue Inc. Reports Ownership Changes After Kimberly-Clark Merger

Kenvue Inc. details ownership changes following its acquisition by Kimberly-Clark Corporation, signaling a trend in the cosmetics industry.

Chad Crow M. Reports Changes in Stock Ownership

Chad Crow M. reports changes in his stock ownership of Horton D.R. Inc., reflecting active engagement in the operative builders sector.

Alan G. Spoon Reports Phantom Share Transaction with Danaher

Alan G. Spoon reports phantom share acquisition from Danaher Corp, highlighting executive investment in the industrial instruments sector.

Sanders A Shane Acquires Phantom Shares in Danaher Corp

Sanders A Shane reported acquiring phantom shares in Danaher Corporation, reflecting significant investment activity in the industrial instruments sector.

Stevens acquires phantom shares in Danaher Corp

Raymond C. Stevens has acquired 152.741 phantom shares in Danaher Corp, increasing his total holdings to 7,580.576 shares, reflecting trends in executive compensation.

List Teri Reports Phantom Share Transaction with Danaher

List Teri disclosed a phantom share transaction involving Danaher Corporation, highlighting ongoing confidence in the company's performance.

Linda Filler reports phantom share transaction at Danaher

Linda Filler has reported a transaction involving phantom shares of Danaher Corporation, reflecting her role and influence as a director.

Dewan Feroz Acquires Phantom Shares of Danaher Corporation

Dewan Feroz reports acquisition of phantom shares in Danaher Corp, increasing his total ownership. This reflects trends in executive compensation.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →