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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Dianne Ledingham sells shares in Pegasystems Inc.

Dianne Ledingham's SEC filing reveals a sale of shares in Pegasystems Inc., reflecting trends in the tech industry and investor sentiment.

Schwed reports ownership of restricted shares in SVRN, Inc.

David L. Schwed, COO of SVRN, Inc., reports ownership of 54,810 restricted shares following a reverse stock split, emphasizing executive incentives.

Landmark Bancorp director sells 1,000 shares of stock

Landmark Bancorp Inc's director Alexander Patrick sells 1,000 shares, reflecting ongoing insider activity in the national commercial banks sector.

Bank of Nova Scotia Offers $2.6M in Contingent Coupon Notes

The Bank of Nova Scotia files to offer $2.6 million in autocallable contingent coupon trigger notes linked to the VanEck Semiconductor ETF.

Deutsche Bank launches Trigger Autocallable GEARS offering

Deutsche Bank introduces Trigger Autocallable GEARS linked to major indices, signaling innovation in structured products for investors.

Bank of Montreal issues $250,000 in Senior Medium-Term Notes

Bank of Montreal has filed to issue $250,000 in Senior Medium-Term Notes, reflecting a strategic move in the commercial banking sector.

Kim Joo Mi Files Form 144 to Sell Shares of Qualys, Inc.

Kim Joo Mi has filed to sell 2,659 shares of Qualys, Inc., indicating a liquidity event for the officer amid ongoing trends in the prepackaged software sector.

DM Trust Aggregator to Sell 627,692 Shares of Dutch Bros

DM Trust Aggregator, LLC plans to sell 627,692 shares of Dutch Bros Inc., valued at over $26 million, indicating a significant liquidity event.

Morgan Stanley issues new auto-callable Step-Up Jump Notes

Morgan Stanley's new MSAMP5 Step-Up Jump Notes offer innovative investment options with an auto-callable feature, enhancing its product lineup.

Hildebrandt to Sell 11,834 Shares of PriceSmart Stock

John Hildebrandt of PriceSmart, Inc. files to sell 11,834 shares, valued at $1.99 million, signaling ongoing executive activity in the retail sector.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC files a preliminary pricing supplement for Medium-Term Notes, Series B, indicating strategic financing efforts in the banking sector.

DM Individual Aggregator Files to Sell $14.4M in Dutch Bros Shares

DM Individual Aggregator, LLC has filed to sell over $14 million in shares of Dutch Bros Inc., indicating strategic movements in the retail-eating sector.

Michael Xie to Sell 3,121 Shares of Fortinet Stock

Michael Xie, director at Fortinet, files to sell 3,121 shares of common stock as part of a pre-arranged trading plan, reflecting ongoing stock management.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, indicating a strategic capital-raising effort.

Cooper-Standard Files New Rights Agreement to Protect Tax Benefits

Cooper-Standard Holdings Inc. introduces a rights agreement to safeguard its tax benefits, aiming to enhance stockholder value amid potential ownership changes.

Lincoln New York Account N Files Certification for Annuities

Lincoln New York Account N for Variable Annuities files a certification with the SEC, ensuring compliance for its variable annuity contracts.

Micheal G. Dunn Reports No Securities Ownership in MPLX LP

Micheal G. Dunn files a Form 3 showing no securities ownership in MPLX LP, where he serves as a director, highlighting compliance with SEC regulations.

Gina D. France disposes of shares in CBIZ after merger

Gina D. France has disposed of 76,086 shares of CBIZ, Inc. following a merger agreement with Viking ParentCo, marking a significant change in ownership.

Qualcomm EVP Alexander Rogers Reports Stock Transactions

Alexander H. Rogers, EVP at Qualcomm, disclosed stock transactions, acquiring and disposing of shares, reflecting executive compensation trends.

Tempest Therapeutics grants stock options to director

Tempest Therapeutics, Inc. grants 25,000 stock options to director Frederick John W. at $0.74 as part of ongoing employee incentive strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →