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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Hildebrandt to Sell 11,834 Shares of PriceSmart Stock

John Hildebrandt of PriceSmart, Inc. files to sell 11,834 shares, valued at $1.99 million, signaling ongoing executive activity in the retail sector.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC files a preliminary pricing supplement for Medium-Term Notes, Series B, indicating strategic financing efforts in the banking sector.

DM Individual Aggregator Files to Sell $14.4M in Dutch Bros Shares

DM Individual Aggregator, LLC has filed to sell over $14 million in shares of Dutch Bros Inc., indicating strategic movements in the retail-eating sector.

Michael Xie to Sell 3,121 Shares of Fortinet Stock

Michael Xie, director at Fortinet, files to sell 3,121 shares of common stock as part of a pre-arranged trading plan, reflecting ongoing stock management.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, indicating a strategic capital-raising effort.

Cooper-Standard Files New Rights Agreement to Protect Tax Benefits

Cooper-Standard Holdings Inc. introduces a rights agreement to safeguard its tax benefits, aiming to enhance stockholder value amid potential ownership changes.

Lincoln New York Account N Files Certification for Annuities

Lincoln New York Account N for Variable Annuities files a certification with the SEC, ensuring compliance for its variable annuity contracts.

Micheal G. Dunn Reports No Securities Ownership in MPLX LP

Micheal G. Dunn files a Form 3 showing no securities ownership in MPLX LP, where he serves as a director, highlighting compliance with SEC regulations.

Gina D. France disposes of shares in CBIZ after merger

Gina D. France has disposed of 76,086 shares of CBIZ, Inc. following a merger agreement with Viking ParentCo, marking a significant change in ownership.

Qualcomm EVP Alexander Rogers Reports Stock Transactions

Alexander H. Rogers, EVP at Qualcomm, disclosed stock transactions, acquiring and disposing of shares, reflecting executive compensation trends.

Tempest Therapeutics grants stock options to director

Tempest Therapeutics, Inc. grants 25,000 stock options to director Frederick John W. at $0.74 as part of ongoing employee incentive strategies.

Hayward Holdings director acquires restricted stock units

Hayward Holdings, Inc. reports stock acquisition by director Stephen J. Felice, reflecting commitment to leadership incentives in the refrigeration industry.

Hunton Stephen Eric reports stock transaction at QumulusAI

Hunton Stephen Eric, CMO of QumulusAI, reports stock transaction, reflecting ongoing activity in the tech sector.

Betsy D. Holden Acquires 1,444 Shares in NNN REIT, Inc.

Betsy D. Holden boosts her stake in NNN REIT, Inc. by acquiring 1,444 shares, reflecting confidence in the real estate investment trust sector.

Wilson Darren Reports Stock Transactions at NCR Voyix Corp

Wilson Darren disclosed stock transactions, including restricted stock units vesting, reflecting executive compensation strategies at NCR Voyix Corp.

Kevin D. Brown Acquires 1,446 Restricted Stock Units

Kevin D. Brown, director at Hayward Holdings, acquires 1,446 restricted stock units, boosting his holdings to over 3.2 million shares.

Kairos Venture Investments discloses warrants for Actuate

Kairos Venture Investments, LLC reports warrant transactions for Actuate Therapeutics, signaling strategic investment moves in the pharmaceutical sector.

Palkhiwala reports multiple stock transactions with Qualcomm

Akash J. Palkhiwala discloses multiple stock transactions involving Qualcomm, reflecting ongoing engagement with the company's shares.

Qualcomm's Ann Chaplin Reports Significant Stock Transactions

Ann Chaplin, EVP at Qualcomm, disclosed key stock transactions in an SEC filing, emphasizing transparency in executive dealings.

Qualcomm CEO Amon Acquires Over 18,000 Shares in Filing

Qualcomm's CEO Cristiano R. Amon has acquired more than 18,000 shares, reflecting confidence in the company's future amid industry competition.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →