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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

Wu Naixi Files to Sell 6,250 Shares of indie Semiconductor

Wu Naixi has filed a Form 144 to sell 6,250 shares of indie Semiconductor, Inc., signaling potential changes in management's investment strategy.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a preliminary pricing supplement for new notes linked to the iShares 20+ Year Treasury Bond ETF, guaranteed by Bank of America.

LiveRamp Holdings, Inc. Completes Merger with MMS USA Holdings

LiveRamp Holdings has merged with MMS USA Holdings, reshaping its structure and impacting the computer processing industry.

UBS AG Launches Airbag Autocallable Yield Notes Linked to NVIDIA

UBS AG has filed for offering Airbag Autocallable Yield Notes linked to NVIDIA stock, expanding its investment product offerings in the banking sector.

Psympl Inc. amends private offering to raise $750,000

Psympl Inc. updates its private offering to raise $750,000, with $250,000 already sold, reflecting its funding efforts in the technology sector.

Columbia Sportswear officer files to sell 19,129 shares

Joseph P. Boyle of Columbia Sportswear has filed to sell 19,129 shares, valued at $1.35 million, following a stock option exercise.

SBK Financial Reports $208.99 Million Portfolio in 13F-HR

SBK Financial, Inc. disclosed a portfolio valued at $208.99 million in its latest 13F-HR filing, showcasing its investment strategies across multiple sectors.

UBS AG offers new Trigger Autocallable Notes linked to CrowdStrike

UBS AG announces a new offering of Trigger Autocallable Contingent Yield Notes linked to CrowdStrike Holdings, showcasing innovation in the banking sector.

UBS AG launches $500,000 Airbag Autocallable Yield Notes

UBS AG has filed for $500,000 Airbag Autocallable Yield Notes linked to NVIDIA common stock, highlighting its strategy in the commercial banking sector.

Citigroup launches new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for new medium-term senior notes, aiming to enhance funding options in the competitive banking sector.

Ullmann Wealth Partners Group Reports $1.12B in Holdings

Ullmann Wealth Partners Group files 13F-HR with $1.12B in holdings, detailing investment strategies and positions as of September 30, 2026.

Itron, Inc. Officer David M. Wright Sells 410 Shares

David M. Wright of Itron, Inc. sold 410 shares for about $40,948.75, highlighting ongoing insider transactions in the company.

UBS AG files preliminary pricing for new yield notes

UBS AG has filed a preliminary pricing supplement for its Airbag Autocallable Yield Notes linked to Meta Platforms, Inc., highlighting significant risks for investors.

Brunswick Corp director Nancy E. Cooper files to sell shares

Nancy E. Cooper, a director at Brunswick Corp, has filed to sell 216 shares of common stock, reflecting ongoing insider activity.

Bank of Nova Scotia Offers $6.2 Million in Capped Notes

Bank of Nova Scotia files to offer $6.2 million in capped notes linked to gold shares, diversifying funding sources in the state commercial banking sector.

Morgan Stanley amends pricing for market-linked notes due 2030

Morgan Stanley updates its preliminary pricing for market-linked notes due in 2030, reflecting ongoing innovation in the financial services sector.

Morgan Stanley Finance amends pricing for market-linked notes

Morgan Stanley Finance LLC updates its preliminary pricing supplement for market-linked notes, signaling ongoing innovation in the financial services sector.

UBS AG offers $500,000 in Autocallable Yield Notes linked to Meta

UBS AG has filed to offer $500,000 in Airbag Autocallable Yield Notes linked to Meta Platforms, Inc., highlighting its innovative approach in the banking sector.

UBS AG Files Preliminary Pricing Supplement for Notes

UBS AG has filed a preliminary pricing supplement for Airbag Autocallable Yield Notes linked to NVIDIA's stock, diversifying its product offerings.

KKR FS Income Trust Select Updates Fidelity Bond Coverage

KKR FS Income Trust Select has filed an update on its fidelity bond, essential for protecting against financial losses, valued at $1.5 million.

Financialist News Desk

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