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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Intact Financial Corp files 13F Notice for Q3 2026

Intact Financial Corp has submitted a 13F Notice for Q3 2026, signaling changes in its investment strategies and reflecting trends in the financial services sector.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for Enhanced Buffered Jump Securities, targeting risk-tolerant investors in the financial services sector.

Landmark Wealth Management reports $415 million in AUM

Landmark Wealth Management disclosed $415 million in assets under management as of September 30, 2026, reflecting its growing influence in the investment advisory sector.

BofA Finance unveils new market-linked securities offering

BofA Finance LLC files a pricing supplement for new market-linked securities, fully guaranteed by Bank of America Corporation, signaling a strategic funding move.

HSBC USA Inc. Files Pricing Supplement for Market-Linked Securities

HSBC USA Inc. announces a new offering of market-linked securities, enhancing its product portfolio in the national commercial banking sector.

Jon Springer to Sell 41,380 Shares of Universal Insurance

Jon Springer, independent board member at Universal Insurance Holdings, plans to sell 41,380 shares, valued at $2.07 million, in a recent SEC filing.

Royal Bank of Canada unveils Barrier Digital Notes linked to Dell

Royal Bank of Canada announces a new offering of Barrier Digital Notes linked to Dell Technologies, signaling innovation in the commercial banking sector.

Means Investment Co. reveals $1.38B in latest 13F-HR filing

Means Investment Co. files 13F-HR, showing $1.38B in holdings as of September 30, 2026, impacting investor strategies in financial services.

GS Finance Corp. Launches $5.8M Structured Investment Product

GS Finance Corp. files a pricing supplement for a $5.8 million structured investment linked to the EURO STOXX 50 index, signaling innovation in the sector.

Reaume Marty M to Sell 4,536 Shares of SPS Commerce, Inc.

Marty M. Reaume files to sell 4,536 shares of SPS Commerce, Inc., highlighting activity in the prepackaged software services sector.

Eiger Wealth Management reports $3.19 million in investments

Eiger Wealth Management files its 13F-HR report, showing $3.19 million in investments as of March 31, 2026, highlighting its portfolio strategy.

Advani Navin Reports Ownership in Sysco Corporation

Advani Navin discloses ownership details in Sysco Corp, enhancing corporate transparency and influencing industry standards.

Reinhart discloses stock ownership in Valero Energy Corp

Julia R. Reinhart reports stock ownership in Valero Energy Corp, reflecting her role as SVP and Chief HR Officer, impacting company governance.

Lyons Emer Reports Share Transactions at ICON PLC

Lyons Emer, Chief Accounting Officer at ICON PLC, discloses share transactions including acquisitions and sales to cover tax obligations.

Janet F. Clark Acquires Shares in EOG Resources

Janet F. Clark has increased her stake in EOG Resources by acquiring 284.22 shares, bringing her total to nearly 50,000 shares.

Hughes Bradley E. acquires 6,000 restricted stock units

Hughes Bradley E. reported acquiring 6,000 restricted stock units from Quanex Building Products Corp, signaling changes in executive compensation strategies.

Masco Corp VP Kenneth G. Cole Reports Stock Transactions

Kenneth G. Cole, VP at Masco Corp, reported stock transactions involving acquisition and sale of shares, reflecting confidence in the company's future.

National Bank Holdings director sells 4,000 shares of stock

Art Zeile, a director at National Bank Holdings Corp, sold 4,000 shares of stock, reflecting ongoing activities in the national commercial banking sector.

DeBoer Reports Sale of Shares in Lithia Motors Inc

Sidney B. DeBoer reports the sale of 84 shares of Lithia Motors Inc stock, reflecting ongoing management activities within the automotive retail sector.

Demmings Keith reports stock transactions in SEC filing

Demmings Keith discloses stock transactions, reflecting executive engagement in equity. This highlights trends in the consumer credit reporting industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →