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Tuesday, November 3, 2026

Breaking News

Latest SEC filings as they come in

GS Finance Corp. files for Buffered Nasdaq-100 Notes

GS Finance Corp. has filed a preliminary pricing supplement for Buffered Nasdaq-100 Index-Linked Notes due 2028, signaling a new investment opportunity.

bioAffinity Technologies files to offer $5.2 million in stock

bioAffinity Technologies, Inc. files a prospectus supplement to offer up to $5.2 million in common stock, signaling growth plans in the research sector.

Brian A. Bales to Sell 3,400 Shares of Republic Services

Brian A. Bales has filed to sell 3,400 shares of Republic Services, Inc., valued at approximately $829,600, indicating ongoing executive stock sales.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $550,000 in contingent interest notes linked to Fair Isaac Corporation's stock.

Corgi ETF Trust I sets new effective date for ETF offerings

Corgi ETF Trust I files a post-effective amendment, establishing a new effective date for its previous ETF registration statement.

Vail Resorts issues preliminary proxy statement for shareholders

Vail Resorts, Inc. issues a preliminary proxy statement, signaling important upcoming shareholder decisions and trends in the amusement and recreation industry.

UBS AG files pricing supplement for $2.749M yield notes

UBS AG has filed a pricing supplement for Trigger Callable Contingent Yield Notes worth $2.749 million, linked to major stock indices.

Steele Capital Management Reports $2.6 Billion in Holdings

Steele Capital Management, Inc. discloses $2.6 billion in holdings as of September 30, 2026, showcasing its investment strategies in major firms.

Marvell Technology announces merger with Lumentum Holdings

Marvell Technology has announced a merger with Lumentum Holdings, aiming to lead in AI connectivity and reshape the semiconductor industry.

Bank of Montreal issues Autocallable Leveraged Notes linked to Index

Bank of Montreal has filed to issue Autocallable Leveraged Index Return Notes linked to the Russell 2000 Index, enhancing its product offerings.

Meta Platforms to Introduce New Class of Common Stock

Meta Platforms is amending its charter to create a new class of common stock, Class C, aimed at enhancing capital flexibility and shareholder value.

Soni Deven Files Schedule 13D, Holds Major Stake in Vertical Data

Soni Deven's Schedule 13D filing reveals a significant ownership stake in Vertical Data Inc., indicating potential influence on the company's direction.

BofA Finance launches new Autocallable Securities offering

BofA Finance LLC files for new Autocallable Securities linked to the S&P 500 Index, showcasing innovation in structured products within the banking sector.

FG Imperii Acquisition Corp. to Merge with tZERO Group, Inc.

FG Imperii Acquisition Corp. announces a merger with tZERO Group, Inc. valued at $350 million, marking a significant move in the blockchain sector.

Lake Robert Alexander Files Form 144 to Sell Shares

Lake Robert Alexander files Form 144 to sell 1,000 shares of Royal Caribbean Group common stock, reflecting ongoing activity in the water transportation sector.

CEO Hackman Acquires Shares in Fennec Pharmaceuticals

Hackman Jeffrey S., CEO of Fennec Pharmaceuticals, acquires 1,159 shares, signaling confidence in the company's future.

Todd J. Slotkin Sells 57,229 Shares Amid CBIZ Merger

Todd J. Slotkin has sold 57,229 shares of CBIZ, Inc. as part of a merger agreement, reflecting significant changes in the business services sector.

Etsy Inc. Director Frederick Wilson Reports Stock Transactions

Etsy Inc. director Frederick Wilson disclosed recent stock transactions, including acquisitions and sales, reflecting changes in ownership and strategic moves.

Portillo's COO Acquires Over 10,500 Shares in Stock Deal

Portillo's COO Tony J. Darden acquired over 10,500 shares at $4.87 each, reflecting management confidence in the company's future.

F5, Inc. CPO Maddison John Anthony Acquires Shares

Maddison John Anthony, CPO of F5, Inc., acquires 1,858 shares of common stock, reflecting performance-based incentives.

Financialist News Desk

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