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Sunday, November 15, 2026

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Latest SEC filings as they come in

MACOM CEO Stephen G. Daly Acquires Shares in Stock Transaction

MACOM Technology Solutions' CEO Stephen G. Daly acquires shares as part of stock transaction, highlighting executive compensation strategies in the semiconductor industry.

Mitchell John Joseph Amends Form 4 for Energy Recovery Shares

Mitchell John Joseph amends Form 4 to report a transaction involving shares of Energy Recovery, Inc., correcting an earlier administrative error.

McDaniel acquires Phantom Stock Units in SEC filing

Raymond W. McDaniel reported acquiring 439 Phantom Stock Units, increasing his stake in John Wiley & Sons, Inc. to 66,726 shares.

Saba Capital Management Increases Stake in PIMCO Fund

Saba Capital Management has increased its stake in PIMCO Dynamic Income Strategy Fund, reflecting strategic moves in the investment management sector.

Kushner Koby Solomon Acquires 17,000 Shares in Athena Gold

Kushner Koby Solomon increases his stake in Athena Gold Corp by acquiring 17,000 shares, raising his total to 191,772 shares.

Andresen Katherine Dunn acquires 47 Phantom Stock Units

Andresen Katherine Dunn reports acquisition of 47 Phantom Stock Units, increasing her total to 7,138. This reflects her role at John Wiley & Sons, Inc.

Equinox Partners Acquires Significant Shares in Silvercrest

Equinox Partners LP and Equinox Partners Investment Management LLC have significantly increased their holdings in Silvercrest Asset Management Group, reflecting confidence in the firm.

Madden acquires Phantom Stock Units at John Wiley & Sons

Karen N. Madden, director at John Wiley & Sons, acquires 55 Phantom Stock Units, highlighting executive compensation trends in the publishing sector.

Dai Kun Increases Holdings in Uxin Ltd by 7,000 Shares

Dai Kun, CEO of Uxin Ltd, boosts his shareholding by 7,000 American depositary shares, reflecting confidence in the company's future.

Matheson Lee acquires 6,883 restricted stock units from Mattel

Matheson Lee acquires 6,883 restricted stock units from Mattel, signaling confidence in the company's growth potential in the dolls and stuffed toys sector.

NXG NextGen Infrastructure Income Fund officer buys 10,000 shares

Jerry V. Swank of NXG NextGen Infrastructure Income Fund acquires 10,000 shares, signaling confidence in the fund's future performance.

Interim CEO of Azenta Reports Stock Transaction

Madaus Martin D, interim CEO of Azenta, Inc., reports a stock transaction involving 1,294 shares as the company navigates leadership changes.

Singh Inder M acquires Phantom Stock Units in new filing

Singh Inder M reports acquisition of Phantom Stock Units, reflecting executive compensation strategies at John Wiley & Sons, Inc.

Waste Energy Corp. CEO Scott Gallagher Acquires Shares

Waste Energy Corp. CEO Scott Gallagher purchases 219,286 shares, signaling confidence in the company's future and impacting the business services sector.

Reuter Emily sells 50,000 shares of Maplebear Inc. stock

Reuter Emily, CFO of Maplebear Inc., sold 50,000 shares on October 23, 2026, highlighting strategic adjustments within the company.

Ruddy Jordan B. Acquires 2,040 Shares of Bluerock Fund

Ruddy Jordan B., President of Bluerock Private Real Estate Fund, purchases 2,040 shares, raising his holdings to 19,232 shares.

Dobson acquires 228 phantom stock units at Wiley & Sons

David C. Dobson reports acquisition of phantom stock units, reflecting confidence in John Wiley & Sons, Inc. amid a competitive publishing landscape.

JPMorgan Adjusts Holdings in Nuveen Municipal Credit Fund

JPMorgan Chase Bank, N.A. modifies its stake in Nuveen Municipal Credit Opportunities Fund, impacting ownership structure and market dynamics.

Brian O. Hemphill Reports Phantom Stock Transaction

Brian O. Hemphill reported a transaction involving phantom stock units in John Wiley & Sons, Inc., reflecting trends in executive compensation.

Adair Kathleen Theresa Boosts Stake in Nature's Miracle Holding

Kathleen Theresa Adair increases her stake in Nature's Miracle Holding Inc. by acquiring over 11 million shares, signaling confidence in the company's future.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →