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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Christine Nelson Reports Ownership in GBank Financial Holdings

Christine Nelson discloses ownership of 600 shares in GBank Financial Holdings Inc., emphasizing her role as SVP/Controller in the state commercial banks sector.

Willis Lease Finance Corp reports Q3 results in 10-Q filing

Willis Lease Finance Corp's latest 10-Q filing reveals key financial updates and Q3 results that could impact its operations and the equipment leasing industry.

Bel Fuse Inc. Reports Q3 2026 Results in Latest Filing

Bel Fuse Inc. releases Q3 2026 results, highlighting financial performance and market strategies in the electronic coils and transformers sector.

Louisiana-Pacific Reports Q3 Results Amid Market Challenges

Louisiana-Pacific Corp releases its Q3 2026 results, highlighting performance amid challenges in the lumber and wood products sector.

Chorman sells shares of Standex International Corp

Thomas E. Chorman sold 50 shares of Standex International Corp at $250 each, reflecting ongoing trading activity under a pre-established plan.

Nomura America Finance files pricing supplement for notes

Nomura America Finance, LLC has filed a pricing supplement for contingent coupon barrier notes, signaling a strategic move in the securities market.

Grey Fox Wealth Advisors reveals Q3 2026 investment holdings

Grey Fox Wealth Advisors, LLC discloses its Q3 2026 investment holdings in its latest 13F-HR filing, showcasing key asset allocations and market strategies.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, signaling a strategic capital raising effort.

BofA Finance LLC Files Pricing Supplement for Auto-Callable Notes

BofA Finance LLC announces a new offering of Auto-Callable Notes linked to major stock indices, highlighting its innovative financial products.

AuguStar Variable Account A Announces Portfolio Reorganizations

AuguStar Variable Account A has approved three portfolio reorganizations aimed at optimizing fund performance and reducing costs for investors.

Bank of Montreal launches $258,000 senior notes offering

Bank of Montreal introduces senior medium-term notes valued at $258,000, linked to the iShares MSCI EAFE ETF, amidst competitive banking landscape.

Bank of Montreal Files Pricing Supplement for New Notes

Bank of Montreal announces $1.35 million in senior medium-term notes linked to Cerebras Systems stock, highlighting its strategic financial offerings.

Barclays Bank unveils $2.037M autocallable notes offering

Barclays Bank PLC announces a $2.037 million offering of autocallable contingent coupon barrier notes, linked to major indices.

GS Finance Corp. files for $515,000 in callable notes

GS Finance Corp. has filed to offer $515,000 in callable S&P 500 index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc.

Prudent Man Advisors reports $425.58M in assets under management

Prudent Man Advisors, LLC disclosed $425.58 million in assets under management as of September 30, 2026, reflecting their investment strategy and market positioning.

Bank of Montreal registers $500,000 in new medium-term notes

Bank of Montreal files for $500,000 in senior medium-term notes linked to Revolution Medicines, signaling a strategic move in the commercial banking sector.

Bank of Montreal announces $1.285 million senior notes

Bank of Montreal files for $1.285 million in senior notes linked to Broadcom, highlighting innovation in commercial banking products.

Bank of Montreal Issues $6.83 Million in Senior Notes

Bank of Montreal announces $6.83 million in senior medium-term notes linked to Meta and NVIDIA stocks, expanding its financial product offerings.

DATA I/O Corp announces $13.25 million securities offering

DATA I/O Corp has filed for a $13.25 million offering of securities, including convertible debentures and equity shares, signaling a strategic capital boost.

Bank of Nova Scotia Files for $417,000 in Autocallable Notes

The Bank of Nova Scotia has filed a registration statement for $417,000 in Autocallable Contingent Coupon Trigger Notes linked to the VanEck Semiconductor ETF.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →