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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

CNA Financial officer files to sell 23,579 shares

Scott Lindquist of CNA Financial Corporation filed to sell 23,579 shares, valued at approximately $1.12 million, indicating a trend in executive share liquidation.

North Haven Private Income Fund LLC Launches Tender Offer

North Haven Private Income Fund LLC initiates a tender offer to repurchase 8.35 million Class S Units, signaling a focus on capital management.

PFS Investments Inc. files 13F Notice for Q3 2026

PFS Investments Inc. has submitted a 13F Notice to the SEC for the quarter ending September 30, 2026, detailing its investment activities.

Avantax Planning Partners files 13F-HR with $3.96 billion in assets

Avantax Planning Partners, Inc. reports $3.96 billion in assets in its latest 13F-HR filing, showcasing its investment strategy and sector positioning.

NexLevel Cash Flow Holdings seeks $7 million in new offering

NexLevel Cash Flow Holdings, LLC files to raise $7 million in a new offering, marking its entry into the market.

PRPM Fundido 2026-1 DAC Reports Due Diligence Findings

PRPM Fundido 2026-1 DAC files due diligence findings, enhancing transparency in mortgage-backed securities. Key assessments from Deloitte and others included.

BOAC HOWL Splitero Depositor 26-2 LLC Files ABS-15G Report

BOAC HOWL Splitero Depositor 26-2 LLC submits ABS-15G report detailing due diligence findings, impacting asset-backed securities transparency and compliance.

Artificial Intelligence Technology Solutions Inc. increases stock

Artificial Intelligence Technology Solutions Inc. increases its authorized common stock by 15 billion shares to enhance flexibility for financing and operations.

Bank of Nova Scotia registers $413,000 in index-linked notes

Bank of Nova Scotia files for $413,000 in capped buffered index-linked notes linked to Russell 2000 and S&P 500 indices, highlighting innovation in banking.

Kane Patrick Kevin Files Ownership Report for Insmed Inc

Kane Patrick Kevin reports ownership of shares in Insmed Inc, reflecting his role as Corporate Controller and stock options held.

American Express Chief Legal Officer Reports Stock Transactions

Seeger Laureen, Chief Legal Officer at American Express, disclosed stock transactions in a recent SEC filing, indicating her ongoing engagement with the company.

Ronald W. Clayton files initial ownership statement at Thunder Mountain Gold

Ronald W. Clayton files an initial statement of beneficial ownership as a director at Thunder Mountain Gold Inc., indicating his influence on company strategy.

Dunlap reports sale of 3,700 shares in Merchants Bancorp

Michael J. Dunlap, President of Merchants Bancorp, disposes of 3,700 shares. The filing reveals his ongoing stake in the bank amid industry changes.

Elizabeth Parmer acquires restricted stock units in Forestar

Elizabeth Parmer has acquired 4,075 restricted stock units in Forestar Group Inc., reflecting a commitment to incentivizing key personnel in the real estate sector.

Adrienne S. Brown Reports Stock Transactions at Eli Lilly

Adrienne S. Brown of Eli Lilly reports stock transactions, highlighting her commitment to the company amid a competitive pharmaceutical landscape.

Forestar Group reports restricted stock unit transaction

Forestar Group Inc. discloses a stock transaction involving director George W. Seagraves, reflecting its equity compensation strategy in the real estate sector.

Eli Lilly Executive Kenneth Custer Reports Stock Transactions

Kenneth Custer of Eli Lilly reports stock transactions, increasing his ownership stake in the company, reflecting ongoing commitment in the pharmaceutical sector.

Culver John reports stock transactions for Kimberly Clark

John Culver reports acquiring 172 shares of Kimberly Clark Corp, signaling ongoing investment in the converted paper and paperboard products industry.

Kimberly-Clark CEO Hsu Reports Stock Transaction

Michael D. Hsu, CEO of Kimberly-Clark, files a report detailing a recent stock transaction, reflecting his ongoing investment in the company.

Mahlan Deirdre Acquires 39 Shares of Kimberly Clark Corp

Mahlan Deirdre reports acquisition of 39 shares of Kimberly Clark Corp, indicating strategic movements in the converted paper and paperboard products industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →