Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Advisors' Inner Circle Fund II Files Post-Effective Amendment

Advisors' Inner Circle Fund II has filed a post-effective amendment, updating its registration statement and reflecting ongoing compliance in the investment sector.

HSBC USA Inc. Launches Autocallable Contingent Income Notes

HSBC USA Inc. files a pricing supplement for new Autocallable Contingent Income Barrier Notes, reflecting trends in the National Commercial Banks sector.

GS Finance Corp. files for $458,000 in index-linked notes

GS Finance Corp. announces $458,000 in notes linked to the Goldman Sachs Momentum Builder Index, showcasing innovation in the security brokers industry.

Gaingels RD OCT 26 LLC Announces New Private Offering

Gaingels RD OCT 26 LLC has launched a private offering, raising $208,309, reflecting a trend in private placements within the investment sector.

Dawson Portfolio Finance updates private equity offering details

Dawson Portfolio Finance (Offshore) 7 LP updates its private equity offering, reporting significant sales and reflecting trends in the investment sector.

Figure Technology Solutions updates share ownership details

Figure Technology Solutions reveals updated share ownership by DCM Opportunity Fund III, impacting the loan brokers industry landscape.

Mackenzie Financial Corp Increases Stake in Canadian Solar

Mackenzie Financial Corp has filed an updated stake in Canadian Solar, holding 7.9% of shares, reflecting growing interest in the semiconductor sector.

EOG Resources CEO Yacob Ezra Y Acquires Shares in Company

Yacob Ezra Y, CEO of EOG Resources, acquired shares of the company, signaling confidence in its future amidst the crude petroleum and natural gas industry.

Q2 Holdings Co-CEO Jonathan Price Acquires 44,268 Shares

Jonathan Price, Co-CEO and CFO of Q2 Holdings, acquired 44,268 shares of common stock, signaling confidence in the company's future.

Orchestra BioMed's COO Sells 15,000 Shares in Transaction

Darren Sherman, COO of Orchestra BioMed, sold 15,000 shares at $5.74, indicating potential strategic shifts within the company.

Robertson Dennis Michael reports share transaction for CBK

Robertson Dennis Michael disclosed a transaction involving 1,000 shares of Commercial Bancgroup, Inc., reflecting ongoing changes in ownership.

TransUnion President Sells 1,000 Shares of Common Stock

Steven M. Chaouki of TransUnion sold 1,000 shares at $77.74 each, reflecting ongoing stock management strategies in the consumer credit reporting industry.

PubMatic Chief Accounting Officer Sells 500 Shares

Lisa Gimbel, Chief Accounting Officer at PubMatic, sold 500 shares of stock on November 2, 2026, reflecting ongoing management activity in the tech sector.

Amlani acquires 31,300 shares in Aware Inc. transactions

Ajay K. Amlani, CEO of Aware Inc., acquires 31,300 shares, signaling confidence in the company's future. Details from recent SEC filing.

Saba Capital Management sells over 41,000 shares of PIMCO Fund

Saba Capital Management has disposed of 41,263 shares of PIMCO Dynamic Income Strategy Fund, reflecting strategic adjustments in asset management.

Woodmont Investing LLC Reports Stock Sales for Empery Digital

Woodmont Investing LLC discloses recent stock sales involving Empery Digital Inc., showcasing active trading in the finance services sector.

Hasbro CFO Gina Goetter Sells 7,262 Shares of Stock

Gina M. Goetter, EVP & CFO of Hasbro, sold 7,262 shares of common stock on November 2, 2026, reflecting ongoing stock management strategies.

Skinner Todd C. sells 1,000 shares of TransUnion stock

TransUnion's President Todd C. Skinner sold 1,000 shares of the company's stock, reflecting ongoing executive transactions in the consumer credit reporting sector.

Zevra Therapeutics reports Q3 2026 financial results

Zevra Therapeutics, Inc. shares its financial results for Q3 2026, highlighting advancements in pharmaceutical preparations and strategic growth.

Cardiol Therapeutics Announces At-The-Market Equity Offering

Cardiol Therapeutics launches a $75 million equity offering program with Jefferies LLC to fund heart disease therapies and support ongoing development.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →