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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Bank of Nova Scotia Files Pricing Supplement for Securities

Bank of Nova Scotia files a pricing supplement for new equity-linked securities, signaling a diversification strategy in the state commercial banking sector.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC announces a new structured investment offering with its latest pricing supplement, reflecting its strategic growth in the securities market.

Pathways Research amends private offering details in filing

Pathways Research, Inc. amends its private offering, revealing new details about equity sales and funding efforts in the technology sector.

Riemer Joseph to Sell 9,000 Shares of Sono-Tek Corp

Riemer Joseph files to sell 9,000 shares of Sono-Tek Corp, valued at $63,720, highlighting liquidity and trends in the special industry machinery sector.

Ginkgo Bioworks Officer Files to Sell Shares of Stock

Jason R. Kelly of Ginkgo Bioworks plans to sell 45,682 shares of Class A stock as part of a restricted stock vesting.

Maia Wealth LLC Reports $725 Million in Latest Holdings

Maia Wealth LLC's recent 13F filing reveals over $725 million in investments, showcasing strategic holdings in major companies like Apple and Amazon.

Toronto-Dominion Bank launches $1.43M Callable Notes

Toronto-Dominion Bank files for $1.43 million in Callable Contingent Interest Barrier Notes linked to major stock indices, signaling a strategic product diversification.

Tanager Wealth Management Reports Major Holdings in 13F-HR

Tanager Wealth Management LLP's latest filing reveals significant holdings in major companies, reflecting its investment strategy and position in the industry.

Equita Financial Network reports Q3 2026 holdings

Equita Financial Network disclosed its Q3 2026 holdings, totaling over $353 million, reflecting its investment strategy and market positioning.

Wheeler Real Estate Investment Trust issues prospectus supplement

Wheeler Real Estate Investment Trust has filed a prospectus supplement for the issuance of over 100 million shares of common stock, indicating growth strategies.

ProShares Trust Withdraws Registration for New Fund

ProShares Trust requests withdrawal of registration for its Ultra Foxconn Industrial Internet fund, signaling a strategic shift in its investment offerings.

HSBC USA Inc. launches $4.7 million note offering

HSBC USA Inc. announces a new $4.7 million offering of Autocallable Contingent Income Barrier Notes, diversifying its product range in the banking sector.

Morgan Stanley Finance LLC Files Pricing Supplement for Securities

Morgan Stanley Finance LLC has filed a pricing supplement for callable contingent income securities due in 2029, targeting structured investments.

GS Finance Corp. files for $2.26 million in autocallable notes

GS Finance Corp. has filed a registration statement for $2.26 million in autocallable notes linked to the S&P 500 Futures Index, reflecting its innovative strategy.

Orin Green Financial reports $266.5M in latest 13F-HR filing

Orin Green Financial, LLC disclosed a total investment value of $266.5 million in its latest 13F-HR filing, focusing on leading tech and consumer stocks.

Bank of Montreal registers $5 million in medium-term notes

Bank of Montreal has filed for $5 million in senior notes linked to an index and ETF, showcasing its innovative approach in commercial banking.

Bank of Montreal files for $4.6 million in new notes

Bank of Montreal has filed a registration statement for $4.6 million in Senior Medium-Term Notes, reflecting a strategic funding effort in the banking sector.

FTC Solar to Hold Annual Meeting on November 30, 2026

FTC Solar, Inc. announces its Annual Meeting of Stockholders for November 30, 2026, covering key proposals including director elections and stock issuance.

Royal Bank of Canada Files Pricing Supplement for New Notes

Royal Bank of Canada has filed a preliminary pricing supplement for capped leveraged buffered notes linked to the MSCI EAFE Index, diversifying its offerings.

Crown Topco files new offering under Rule 506(b)

Crown Topco, LLC has filed a new offering under Rule 506(b), indicating a private investment opportunity aimed at attracting capital for growth.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →