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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Grandview Asset Management reveals $361M in holdings

Grandview Asset Management LLC disclosed its holdings valued at over $361 million in a recent SEC filing, showcasing key investments in major companies.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for new contingent income auto-callable securities linked to NVIDIA stock, enhancing their investment offerings.

Sijbrandij Sytse to Sell 348,600 Shares of GitLab Inc.

Sijbrandij Sytse plans to sell 348,600 shares of GitLab Inc., valued at $18.4 million, reflecting ongoing insider trading activities.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investment securities, enhancing its offerings in the securities market.

UBS AG Files Pricing Supplement for $3.75M Securities

UBS AG has filed a pricing supplement for $3.75 million in contingent income auto-callable securities linked to Boeing's stock, expanding its investment offerings.

Thayer Financial reveals $111 million in holdings in 13F-HR

Thayer Financial's 13F-HR report shows $111 million in holdings, indicating strategic investment focus in ETFs and large-cap stocks.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for new callable contingent income securities, enhancing its investment offerings in a competitive market.

Secure Asset Management reports Q3 2026 holdings

Secure Asset Management, LLC has filed its Q3 2026 holdings report, showcasing its investment strategy and portfolio management.

Treasure Global Inc. files prospectus to raise $10 million

Treasure Global Inc. aims to raise $10,085,000 through a new stock offering, signaling growth plans in the competitive business services sector.

Guidewire Software Officer John Mullen Files to Sell Shares

John P. Mullen of Guidewire Software has filed to sell 5,400 shares. This reflects ongoing executive trading in the prepackaged software sector.

BofA Finance LLC files to issue $350,000 callable yield notes

BofA Finance LLC seeks to issue $350,000 in callable yield notes, guaranteed by Bank of America, signaling a strategic move in the banking sector.

Bank of Nova Scotia Files Pricing Supplement for Securities

Bank of Nova Scotia has filed a pricing supplement for $15.78 million in enhanced trigger jump securities linked to Micron Technology's stock performance.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for its new contingent income auto-callable yield notes, linked to major indices, guaranteed by Bank of America.

Cordatus Wealth Management reveals Q3 2026 holdings report

Cordatus Wealth Management LLC discloses its Q3 2026 holdings, showcasing significant investments in major companies, reflecting strategic positioning in the industry.

VO-0923 Fund I completes $500,000 private offering

VO-0923 Fund I raises $500,000 in a successful private offering, signaling positive trends in venture capital fundraising.

Investment Research Partners LLC reports $295 million in holdings

Investment Research Partners LLC's recent SEC filing reveals a total portfolio value of over $295 million, highlighting key investments in major companies.

ETF Store, Inc. Reports $121.5M in Latest 13F-HR Filing

ETF Store, Inc. reveals $121.5 million in assets under management in its latest 13F-HR filing, emphasizing its investment strategy in the ETF market.

ProShares Trust Requests Withdrawal of Fund Registration

ProShares Trust has requested the withdrawal of its registration for the ProShares Ultra GigaDevice Fund, signaling a strategic shift in its offerings.

Bank of Nova Scotia Files Pricing Supplement for New Investment

Bank of Nova Scotia announces a new structured investment product, reflecting innovation in the State Commercial Banks sector and enhancing its market offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, indicating a strategic move in the securities market.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →