City National Rochdale Fund Plans Major Management Changes
City National Rochdale Strategic Credit Fund will hold a special meeting to vote on new management agreements and trustees on November 10, 2026.
QP Wealth Management reports $66.5 million in investments
QP Wealth Management, LLC reports a total investment value of $66.5 million in its latest SEC filing, reflecting its active portfolio management strategy.
Nylim VP Funds Trust Announces Management Changes
Nylim VP Funds Trust updates portfolio management team with Gabrielle Gourgey joining and Joseph MacDougall retiring. Effective dates set for 2026 and 2027.
Armada Acquisition Corp. II terminates registration after merger
Armada Acquisition Corp. II has terminated its registration under the Securities Exchange Act following its merger with Evernorth Holdings Inc.
Ellington Credit Co files registration statement amendment
Ellington Credit Co has filed an amendment to its registration statement, indicating plans for a public offering to attract investment.
Exchange Listed Funds Trust Changes Name of Semiconductor ETF
Exchange Listed Funds Trust has renamed its xETFs International Semiconductor ETF to better reflect its investment focus, effective immediately.
International Seaways announces merger with Bruton Limited
International Seaways, Inc. files for a merger with Bruton Limited, signaling a strategic shift in the water transportation industry.
First Trust Exchange-Traded Fund VIII Files Definitive Materials
First Trust Exchange-Traded Fund VIII files a definitive materials update, detailing investment strategies and associated risks for investors.
Aspen Industrial Growth Fund II seeks $25 million in equity
Aspen Industrial Growth Fund II, LLC files to raise $25 million through equity offering, targeting accredited investors with a minimum investment of $100,000.
Infinity MLP Opportunity Fund amends private offering terms
Infinity MLP Opportunity Fund, LLC amends its private offering under Rule 506(b), allowing for broader investment opportunities in the hedge fund sector.
Curanex Pharmaceuticals registers 135,000 shares for equity plan
Curanex Pharmaceuticals Inc registers 135,000 shares under its 2026 Equity Incentive Plan to attract and retain talent in the competitive pharmaceutical industry.
UBS AG launches $6.2M debt offering linked to tech stocks
UBS AG announces a new $6.2 million debt offering linked to Alphabet and NVIDIA, highlighting its strategy in the National Commercial Banks sector.
Atticus Wealth Management Reports $451.67M Portfolio Holdings
Atticus Wealth Management discloses a $451.67 million portfolio in its latest filing, showcasing its investment strategy and market position.
BofA Finance LLC Files for $1.735M Callable Yield Notes
BofA Finance LLC has filed for $1.735 million in Callable Yield Notes linked to Tesla's stock, fully guaranteed by Bank of America Corporation.
Ocean Power Technologies sets special stockholder meeting
Ocean Power Technologies announces a special stockholder meeting on November 24, 2026, to discuss key proposals impacting its capital structure.
FT 13172 Reports $10.5M in Annual Securities Sales
FT 13172 announces $10.5 million in securities sold for the fiscal year ending September 3, 2026, signaling growth in the investment sector.
Bison Ventures Fund 2 Completes $160 Million Offering
Bison Ventures Fund 2, L.P. confirms completion of a $160 million offering in its latest SEC filing, reflecting strong investor interest in venture capital.
TCGX Acquisition Corp. announces merger with TriGemX Bio
TCGX Acquisition Corp. is set to merge with TriGemX Bio, valued at $600 million, to advance a new migraine treatment. The deal highlights SPAC trends in biotech.
First Trust ETF Updates Summary Prospectus for Income Fund
First Trust Exchange-Traded Fund VIII updates summary prospectus for the First Trust Flexible Municipal High Income ETF, focusing on income generation.
Trellis Wealth Advisors reports $299M in holdings for Q3 2026
Trellis Wealth Advisors LLC reveals $299 million in holdings in its latest 13F-HR filing, reflecting investment strategies as of September 30, 2026.