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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Computacenter plc registers 50 million American Depositary Shares

Computacenter plc has filed to register 50 million American Depositary Shares, signaling growth and potential market expansion.

BofA Finance LLC Files Pricing Supplement for Medium-Term Notes

BofA Finance LLC files a pricing supplement for Medium-Term Notes Series A, guaranteed by Bank of America, reflecting ongoing strategies in the banking sector.

Morgan Stanley Finance LLC Files for Enhanced Trigger Jump Securities

Morgan Stanley Finance LLC announces a new offering of Enhanced Trigger Jump Securities, enhancing its structured investment portfolio.

True North Advisors reports $1.35 billion in holdings

True North Advisors, LLC reveals its investment portfolio valued at over $1.35 billion, showcasing strategic holdings across multiple sectors.

Prentice Wealth Management reports $492 million in holdings

Prentice Wealth Management LLC reports over $492 million in holdings, reflecting its investment strategies and the competitive landscape in wealth management.

Weatherford Capital Sports Continuum Fund I-A, LP Files New Offering

Weatherford Capital Sports Continuum Fund I-A, LP announces a new offering under Rule 506(b), marking its entry into the private equity sector.

Cypress Capital discloses $377.3 million in latest 13F filing

Cypress Capital, LLC reveals $377.3 million in holdings in its latest 13F filing, showcasing its investment strategies and key positions.

Pathway Co-Investment Partners Fund IX-2 Launches New Offering

Pathway Co-Investment Partners Fund IX-2, LP has filed a new offering, raising $32.5 million and signaling growth in the investment landscape.

Toronto-Dominion Bank Announces Callable Contingent Notes

Toronto-Dominion Bank has filed a preliminary pricing supplement for callable contingent interest barrier notes linked to major market indices.

Hemming & Wealth Management reveals $169.8 million in holdings

Hemming & Wealth Management, Inc. discloses $169.8 million in holdings, showcasing investments in major firms like Apple and Microsoft.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index, totaling $1,976,000.

SouthOcean Real Estate Partners VII amends private offering

SouthOcean Real Estate Partners VII, LLC has amended its private offering, raising $55 million to date as it continues its fundraising efforts.

Verdane Lif Continuation II files new private equity offering

Verdane Lif Continuation II (E) AB has filed a new offering under Rule 506(b) to raise capital for its private equity fund, previously known as Goldcup 101805 AB.

UBS AG launches Trigger Autocallable Yield Notes linked to ETF

UBS AG files for Trigger Autocallable Contingent Yield Notes linked to the Global X Copper Miners ETF, signaling innovation in the banking sector.

Greenhouse Wealth Management files latest 13F-HR report

Greenhouse Wealth Management's recent 13F-HR filing shows $145.45 million in holdings, reflecting its investment strategies as of September 30, 2026.

Climber Capital SA Reports $163.65 Million in Holdings

Climber Capital SA reveals its investment portfolio valued at $163.65 million for Q3 2026, highlighting key ETF and stock holdings.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $16.26 million in callable contingent interest notes linked to major stock indices.

Metropolis Capital reveals latest investment holdings in 13F

Metropolis Capital Ltd's recent filing shows key investments in major companies, shedding light on its strategic direction and portfolio diversification.

Goldman Sachs registers $1 billion in fixed-rate notes due 2031

Goldman Sachs files for $1 billion in fixed-rate notes due 2031, signaling strong capital-raising efforts in the competitive securities industry.

Starbucks Officer Brady Brewer Files to Sell Shares

Brady Brewer of Starbucks Corp has filed to sell 588 shares valued at $58,800, reflecting ongoing executive stock transactions in the retail sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →