Goldman Sachs announces callable fixed-rate notes due 2035
Goldman Sachs Group Inc. files for callable fixed-rate notes due in 2035, offering a 6.25% interest rate, reflecting its capital-raising strategy.
LVM Capital Management reveals latest investment holdings
LVM Capital Management Ltd files 13F-HR, detailing significant holdings and investment strategies in key sectors, impacting the financial industry.
Morgan Stanley Finance LLC Files Pricing Supplement for Securities
Morgan Stanley Finance LLC has filed a pricing supplement for callable contingent income securities, indicating a strategic move in structured investments.
Marrick Wealth reports $142.4 million in holdings for Q3
Marrick Wealth, LLC discloses $142.4 million in holdings as of September 30, 2026, highlighting its investment strategy in key sectors.
Kathmere Capital Management reveals $2B in quarterly holdings
Kathmere Capital Management discloses over $2 billion in investments as of September 30, 2026, showcasing its strategic portfolio management.
Barclays Bank announces $4.67 million AutoCallable Notes
Barclays Bank PLC files for $4.67 million in AutoCallable Notes linked to stock indices, reflecting a growing trend in commercial banking.
Atlantic Edge Private Wealth Management reports $486M in assets
Atlantic Edge Private Wealth Management's latest 13F report shows $486.55 million in assets, highlighting key investments in major companies.
UBS AG files pricing supplement for $10.5 million securities
UBS AG has filed a pricing supplement for $10.5 million in contingent income auto-callable securities linked to Honeywell Aerospace's stock.
Gin & Luck Inc. amends offering details in SEC filing
Gin & Luck Inc. updates its SEC filing regarding a private offering, indicating $4 million total offering with nearly half sold. Strategic funding move.
Royal Bank of Canada Offers New Auto-Callable Notes
Royal Bank of Canada files for Auto-Callable Enhanced Return Barrier Notes, highlighting innovation in financial products.
GS Finance Corp. files for $466,000 in new notes linked to S&P 500
GS Finance Corp. has filed to offer $466,000 in notes linked to the S&P 500 Futures index, showcasing its strategy in the security brokerage industry.
Legacy Advisory Services files quarterly 13F-HR report
Legacy Advisory Services, LLC filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026, reflecting current market strategies.
BofA Finance LLC Files Preliminary Pricing for Notes
BofA Finance LLC has filed a preliminary pricing supplement for Auto-Callable Notes linked to major stock indices, signaling a strategic move in the banking sector.
Barclays Bank announces Buffered Supertrack Notes offering
Barclays Bank PLC files a pricing supplement for Buffered Supertrack Notes linked to the STOXX Europe 600 Index, enhancing its market offerings.
Milestone Asset Management Group Reports $216.5M in Holdings
Milestone Asset Management Group disclosed $216.5 million in assets in its latest SEC filing, reflecting its investment strategies as of September 30, 2026.
Royal Bank of Canada Files New Prospectus for Securities Offering
Royal Bank of Canada has filed a new prospectus, signaling its strategy to expand capital in the commercial banking sector.
Agate Pass Investment Management files quarterly report
Agate Pass Investment Management, LLC has filed its quarterly report detailing investment holdings as of September 30, 2026, impacting industry insights.
Barclays Bank files prospectus for new securities offering
Barclays Bank PLC has filed a prospectus to raise capital through a new securities offering, reflecting trends in the commercial banking sector.
Dermata Therapeutics receives effectiveness for S-3 filing
Dermata Therapeutics, Inc. secures effectiveness for its S-3 registration statement, paving the way for future capital-raising efforts.
Farnam Financial reports $135.5 million in holdings
Farnam Financial LLC reveals $135.5 million in holdings in its latest 13F-HR filing, showcasing investments in major companies like Apple and Amazon.