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Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Morgan Stanley Finance files free writing prospectus for new securities

Morgan Stanley Finance LLC files a free writing prospectus for Basket Buffered PLUS securities due November 4, 2027, highlighting key investment terms.

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC files a pricing supplement for $660,000 in structured investments linked to major market indices, indicating a focus on innovative financial products.

UBS AG Files Preliminary Pricing Supplement for New Notes

UBS AG has filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes linked to Ross Stores, indicating a strategic move in the financial sector.

AmeriServ Wealth Advisors reports Q3 2026 holdings update

AmeriServ Wealth Advisors reveals its Q3 2026 holdings, totaling $125.9 million, emphasizing transparency in financial services.

Sara-Bay Financial Reports Q3 2026 Holdings Valued at $383M

Sara-Bay Financial's Q3 2026 filing shows a portfolio worth over $383 million, highlighting investments in major companies like Amazon and Abbott Labs.

Shepherd Street Advisors reports $116M in quarterly holdings

Shepherd Street Advisors LLC disclosed its quarterly holdings, totaling $116.3 million as of September 30, 2026, with major investments in tech and finance.

Ford Credit Auto Owner Trust 2025-C Reports September Distribution

Ford Credit Auto Owner Trust 2025-C files its latest distribution report, showcasing performance in the asset-backed securities market for September 2026.

Silvia, Inc. announces executive departures amid restructuring

Silvia, Inc. reports the departure of three top executives, signaling a major shift in leadership as the finance services company adapts to industry pressures.

COMM 2014-UBS4 Mortgage Trust Reports October Distribution

COMM 2014-UBS4 Mortgage Trust announces its latest distribution results, indicating stability and no repurchase demands on assets.

Mercedes-Benz Auto Receivables Trust Files ABS-EE Update

Mercedes-Benz Auto Receivables Trust 2025-1 files an ABS-EE, reflecting new data on its asset-backed securities, impacting the auto finance sector.

Royal Bank of Canada Offers Digital Notes Linked to Oracle

Royal Bank of Canada files for Geared Buffer Digital Notes linked to Oracle Corporation, enhancing its product offerings in commercial banking.

Templeton Funds announces name changes for two investment products

Templeton Funds will rebrand Templeton World Fund and Templeton Growth Fund, Inc. in early 2027, maintaining their investment objectives.

BofA Finance LLC Files Pricing Supplement for Securities

BofA Finance LLC's new pricing supplement for structured investments aims to attract investors with contingent income opportunities, fully guaranteed by Bank of America.

Templeton Growth Fund Inc. Announces Name Change and Strategy Update

Templeton Growth Fund Inc. will change its name to Templeton Global Equity Fund, Inc. and revise its investment strategies effective December 31, 2026.

CGN Advisors Reports $1.29 Billion in Latest Holdings

CGN Advisors LLC reveals over $1.29 billion in assets in its latest 13F filing, showcasing its investment strategies and market insights.

PNC Financial Services Group Issues $1.5 Billion in Notes

PNC Financial Services Group announces a $1.5 billion senior notes issuance to strengthen its capital position, impacting the national commercial banking sector.

Franklin Templeton to Rename Two Investment Funds

Franklin Templeton announces name changes for two funds, effective May 1, 2027, aiming to enhance branding while maintaining investment objectives.

Durable Capital Onshore Fund LP files amendment to offering

Durable Capital Onshore Fund LP has filed an amendment to its offering, indicating ongoing activity in the hedge fund sector with over $8 billion sold.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, signaling a strategic capital enhancement move.

Templeton Growth Fund to Rebrand as Global Equity Fund

Templeton Growth Fund Inc. will change its name to Templeton Global Equity Fund, Inc. on December 31, 2026, reflecting a shift in investment strategy.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →