Clicky

Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

GS Mortgage Securities Trust 2019-GC40 Files ABS-EE Update

GS Mortgage Securities Trust 2019-GC40 files an ABS-EE, reflecting ongoing management of its commercial mortgage-backed securities.

Timberview Energy Fund files new offering to raise capital

Timberview Energy Fund has filed a new offering under the Securities Act, signaling growth potential in the investment fund sector.

Listed Funds Trust Files NPORT-P Showing $749M in Assets

Listed Funds Trust's NPORT-P filing reveals $749 million in assets and details on investment strategies, emphasizing transparency in the investment sector.

UBS AG launches Trigger Autocallable Contingent Yield Notes

UBS AG files for Trigger Autocallable Contingent Yield Notes linked to Dell, marking a strategic move in the national commercial banking sector.

Chubby Group raises $50 million in private offering

Chubby Group, Inc. completes a $50 million private offering, marking a significant milestone for its expansion efforts.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Bank of Nova Scotia Files Preliminary Pricing for New Notes

The Bank of Nova Scotia has filed a preliminary pricing supplement for its Trigger Autocallable Contingent Yield Notes linked to Novo Nordisk A/S.

GS Mortgage Securities Trust 2019-GC40 Reports Stable Results

GS Mortgage Securities Trust 2019-GC40 issues its distribution report, showing stable performance and no new asset repurchase demands for the period ending October 13, 2026.

FT 13303 Files Amendment for Municipal Income Trust

FT 13303 has filed an amendment to its registration statement for a new municipal income trust, signaling its entry into the tax-exempt investment market.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Element Pointe Advisors reports $708.9M in latest 13F-HR

Element Pointe Advisors, LLC reports $708.9 million in its latest 13F-HR filing, highlighting significant investments in major tech companies.

Inlet Private Wealth reveals $412.5M in latest holdings report

Inlet Private Wealth, LLC disclosed $412.5 million in holdings, showcasing its investment strategies and market positioning in the evolving financial advisory sector.

CFCRE 2016-C7 Mortgage Trust Reports Monthly Distribution Results

CFCRE 2016-C7 Mortgage Trust reveals performance metrics in its latest distribution report, highlighting a 23.24% delinquency rate.

Newbury Street II Acquisition Corp announces merger with Fort Robotics

Newbury Street II Acquisition Corp reveals merger with Fort Robotics, backed by PIPE investments, signaling a shift in the electrical industrial apparatus sector.

RKTL Depositor LLC Issues Latest ABS-15G Report

RKTL Depositor LLC releases its ABS-15G report, highlighting findings from third-party due diligence, reinforcing transparency in asset-backed securities.

Avistone Ren Tech S, LLC raises $5.835 million in offering

Avistone Ren Tech S, LLC has successfully raised $5.835 million in its initial offering, signaling growth potential in the commercial sector.

Listed Funds Trust discloses financials for Overlay Shares ETF

Listed Funds Trust reveals financial details for Overlay Shares Short Term Bond ETF, reporting $72.6 million in total assets and $61.1 million in net assets.

Listed Funds Trust reveals financials in NPORT-P filing

Listed Funds Trust's latest NPORT-P filing shows total assets of $295.2 million, highlighting its financial health and commitment to transparency.

Listed Funds Trust reports financials for Fortuna Hedged Bitcoin ETF

Listed Funds Trust's NPORT-P filing reveals financial details for its Fortuna Hedged Bitcoin ETF, showcasing total assets of $1 million.

FT 13293 Files Amendment for Public Offering of Trust Units

FT 13293 has filed an amendment to register its unit investment trust, signaling a move towards public offering and potential growth in investment management.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →