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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Vericrest Private Wealth reports $112M in holdings for Q3 2026

Vericrest Private Wealth discloses $112 million in holdings as of September 30, 2026, focusing on major tech investments.

iSHARES TRUST Reports Financials in Latest NPORT-P Filing

iSHARES TRUST's recent NPORT-P filing reveals significant financial data, impacting its position in the investment industry.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. has filed a pricing supplement for medium-term senior notes linked to the S&P 500 Futures Excess Return Index, enhancing investor options.

ETF Opportunities Trust files summary prospectus for ETF

ETF Opportunities Trust has filed a summary prospectus for its TappAlpha S&P 500 Growth & Daily Income ETF, signaling growth in its investment offerings.

GS Finance Corp. Files for Autocallable Equity-Linked Notes

GS Finance Corp. has announced a preliminary pricing supplement for Autocallable Equity-Linked Notes due 2028, expanding its financial offerings.

CCC Depositor, LLC Reports Third-Party Due Diligence Findings

CCC Depositor, LLC has filed a report on third-party due diligence findings, reflecting compliance in the asset-backed securities sector.

T3 Companies reports quarterly holdings worth $103 million

T3 Companies, LLC reveals over $103 million in quarterly holdings, showcasing a diverse investment strategy in a competitive asset management landscape.

iShares Trust Reports Financials with Strong Treasury Holdings

iShares Trust's recent filing reveals substantial assets and liabilities, showcasing its strong position in U.S. Treasury securities and the investment sector.

Citigroup files pricing supplement for medium-term notes

Citigroup Inc. has filed a pricing supplement for medium-term senior notes, indicating a strategic funding move in the national commercial banks sector.

UBS AG announces $750 million contingent yield notes offering

UBS AG has filed for $750 million in Trigger Autocallable Contingent Yield Notes linked to Boston Scientific, highlighting risks and market opportunities.

GS Mortgage Securities Trust 2018-GS9 Reports Latest Distribution

GS Mortgage Securities Trust 2018-GS9 announces its latest distribution report, highlighting continued stability in asset-backed securities.

Stewart Mark Wynn amends stock ownership in AutoNation, Inc.

Stewart Mark Wynn updates his stock ownership in AutoNation, Inc. to include 11 shares, correcting a previous filing omission.

Strategic Blueprint, LLC Reveals Latest 13F Holdings Report

Strategic Blueprint, LLC's recent 13F filing showcases its significant investments in major companies and ETFs, reflecting its strategic positioning in the financial services sector.

Bank of Nova Scotia Offers New Autocallable Notes Linked to SpaceX

The Bank of Nova Scotia has filed a preliminary pricing supplement for Autocallable Contingent Coupon Buffer Notes linked to SpaceX, diversifying its funding sources.

Wabtec US Rail registers new securities offering

Wabtec US Rail, Inc. has filed a new securities offering, enhancing its capital-raising capabilities in the railroad equipment sector.

BNY Mellon Investment Funds VI Updates Portfolio Managers

BNY Mellon Investment Funds VI announces changes to its portfolio management team, effective October 31, 2026, reflecting strategic shifts in investment management.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new notes linked to the iShares Semiconductor ETF, signaling a strategic move in the securities market.

Bank of America issues $50 million in callable notes

Bank of America issues $50 million in fixed-rate callable notes, enhancing liquidity and supporting growth initiatives.

Hayfin SOF IV USD Feeder SCSp Files New Offering Under Rule 506(b)

Hayfin SOF IV USD Feeder SCSp announces a new offering under Rule 506(b), signaling a strategic fundraising move in the investment fund sector.

Eisen Anthony Mathew Files to Sell 6,000 Shares of Block, Inc.

Eisen Anthony Mathew has filed to sell 6,000 shares of Block, Inc., reflecting a significant liquidity event for the director. Read more.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →