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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Blue Owl Asset Income Fund Amends Securities Offering

Blue Owl Asset Income Fund Evergreen LP has amended its securities offering, aiming to attract more investors in a competitive investment management landscape.

Jasper Therapeutics files definitive proxy statement for vote

Jasper Therapeutics has filed a definitive proxy statement, detailing proposals for its upcoming shareholder meeting, impacting corporate governance in the biotech sector.

UBS AG files prospectus for new capital offering

UBS AG has filed a prospectus indicating plans for a new capital offering, reflecting trends in the National Commercial Banks sector.

OCM Mutual Fund Reports Monthly Portfolio Investments

OCM Mutual Fund's latest filing reveals insights into its investment strategies as of August 31, 2026, showcasing transparency in the mutual fund industry.

National Rural Utilities Cooperative Finance Corp files FWP

National Rural Utilities Cooperative Finance Corp has filed a free writing prospectus for its dealer medium-term note program, indicating proactive financing strategies.

Folio Photonics files notice for exempt securities offering

Folio Photonics Inc. has filed a notice for an exempt offering of securities, potentially indicating a capital raise strategy amid market competition.

Super League Enterprise files prospectus for new securities offering

Super League Enterprise, Inc. files a prospectus to raise capital, reflecting trends in the computer integrated systems design sector.

Lai Jimmy Y. Reports Significant Stock Transactions

Lai Jimmy Y. of 51Talk Online Education Group reports key stock transactions, reflecting confidence in the company's future in the educational services sector.

Costco director reports stock transaction in SEC filing

Director John W. Stanton reports a stock transaction involving 266 shares at Costco Wholesale Corp, reflecting ongoing investment activity.

Strategic Planning Group files quarterly report on holdings

Strategic Planning Group, LLC files its quarterly report detailing holdings as of September 30, 2026, reflecting ongoing investment strategies.

BofA Finance LLC files prospectus for new securities offering

BofA Finance LLC has filed a prospectus for a new securities offering, indicating ongoing capital-raising efforts in the National Commercial Banks sector.

WhiteFiber, Inc. files additional definitive proxy materials

WhiteFiber, Inc. has filed additional definitive proxy materials, signaling important updates for shareholders and potential impacts on the finance services sector.

Redstone Wealth Management files quarterly 13F-HR report

Redstone Wealth Management's latest 13F-HR report reveals key investment holdings, providing insight into its strategy and the wealth management sector.

BlackRock EMA Portable Alpha files amended notice of offering

BlackRock EMA Portable Alpha (Emerging Markets ex China) Fund Ltd. files an amended notice of exempt offering of securities, signaling strategic adjustments.

Oxford Square Properties files Form D for securities offering

Oxford Square Properties, LLC has filed a Form D for an exempt securities offering, indicating potential strategic shifts in the real estate sector.

KBC Asset Management files quarterly report on investments

KBC Asset Management NV has filed its quarterly report, detailing investment activities as of September 30, 2026, reflecting ongoing transparency in the asset management sector.

HCHP Offshore Fund Amends Exempt Offering Filing

HCHP Offshore Fund updates its exempt offering of securities in a recent filing, reflecting ongoing compliance with investment regulations.

SageSpring Wealth Partners files quarterly 13F-HR report

SageSpring Wealth Partners, LLC has filed its quarterly 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

Axxion S.A. files quarterly report detailing investments

Axxion S.A. has filed its quarterly report, revealing its investment holdings as of September 30, 2026, reflecting its strategic market positioning.

TPG Calico Partners files for exempt offering of securities

TPG Calico Partners, L.P. has filed a notice of exempt offering of securities, signaling a potential fundraising effort in the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →