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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Waypoint Wealth Counsel submits quarterly 13F-HR filing

Waypoint Wealth Counsel submits its quarterly 13F-HR filing, detailing investment holdings as of September 30, 2026, reflecting ongoing transparency.

Hillcrest Wealth Advisors files quarterly 13F-HR report

Hillcrest Wealth Advisors - NY, LLC has filed its quarterly 13F-HR report, revealing its institutional holdings as of September 30, 2026.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, signaling updates to its investment offerings.

Goldman Sachs files free writing prospectus for investors

Goldman Sachs Group Inc. files a free writing prospectus, signaling its ongoing commitment to the securities market and regulatory compliance.

GraniteShares ETF Trust Updates Effective Date for ETFs

GraniteShares ETF Trust files a post-effective amendment to update the effective date for its ETFs, signaling strategic adjustments in the investment landscape.

GS Finance Corp. Files Free Writing Prospectus for Capital

GS Finance Corp. has filed a free writing prospectus, indicating strategic efforts to raise capital in the competitive security brokers and dealers sector.

AMF Tjanstepension AB files quarterly investment report

AMF Tjanstepension AB has submitted its quarterly report, detailing its investment holdings as of September 30, 2026, shedding light on its market strategies.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for its post-effective amendment, indicating potential updates in the ETF sector.

Toronto Dominion Bank Files Preliminary Pricing Supplement

Toronto Dominion Bank has filed a preliminary pricing supplement for a new securities offering, indicating a proactive approach to capital management.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust files a new effective date for its post-effective amendment, reflecting its commitment to adapt in a competitive ETF market.

GraniteShares ETF Trust Files New Post-Effective Amendment

GraniteShares ETF Trust has filed a new post-effective amendment, impacting its investment offerings and the competitive landscape in the ETF industry.

Altura Wealth Advisors files quarterly 13F report for Q3 2026

Altura Wealth Advisors Inc. submits its quarterly 13F report, revealing investment strategies and holdings as of September 30, 2026.

GraniteShares ETF Trust Files New Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, signaling its commitment to regulatory compliance and market adaptation.

UBS AG files prospectus for new securities offering

UBS AG has submitted a prospectus for a new securities offering, signaling a strategic move to raise capital in the National Commercial Banks sector.

M Fund Inc files for deregistration, signaling strategy shift

M Fund Inc has filed for deregistration, indicating a strategic shift that may affect its operations and stakeholders in the investment industry.

Citigroup files preliminary pricing supplement for securities

Citigroup Inc. has filed a preliminary pricing supplement for a new securities offering, indicating strategic moves in the banking sector.

AIIM Offshore Fund Amends Securities Offering Filing

AIIM Offshore Fund has amended its securities offering filing, signaling potential changes in its investment strategy under the Investment Company Act.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, reflecting changes in its investment offerings.

GraniteShares ETF Trust Files for New Effective Date in Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, highlighting its adaptability in the investment sector.

GraniteShares ETF Trust Files 485BXT for New Effective Date

GraniteShares ETF Trust files 485BXT, marking a new effective date for a post-effective amendment, emphasizing compliance and transparency in the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →