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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Series Portfolios Trust Files Monthly Portfolio Report

Series Portfolios Trust has submitted its NPORT-P filing, detailing its monthly portfolio investments, reflecting its commitment to transparency.

Citigroup Global Markets Files Free Writing Prospectus

Citigroup Global Markets Holdings Inc. has filed a free writing prospectus, signaling a potential capital raise in the securities industry.

Bank of Montreal files prospectus for new offering

Bank of Montreal files a prospectus to enhance its capital position, reflecting trends in the commercial banking industry.

iDox.ai Corp. announces exempt offering of securities

iDox.ai Corp. has filed a Form D for an exempt securities offering, signaling a strategic capital-raising move in the tech industry.

Zacks Trust files registration withdrawal request

Zacks Trust has filed a registration withdrawal request, indicating a strategic shift in its operations. The move reflects broader trends in the investment industry.

Franklin Ethereum Trust Files Prospectus Update for Investors

Franklin Ethereum Trust files a prospectus update, highlighting its ongoing efforts in the cryptocurrency market and its implications for the industry.

Calamos ETF Trust secures NYSE Arca certification for securities

Calamos ETF Trust has received NYSE Arca certification for its securities, enhancing its market presence and potentially impacting the investment industry.

Badgley Phelps files quarterly 13F-HR report for Q3 2026

Badgley Phelps Wealth Managers files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026.

SOAR.COM, INC. files notice of exempt securities offering

SOAR.COM, INC. has filed a notice of exempt offering of securities, signaling a strategic move to attract investment and secure future growth.

MFS Series Trust VI Files Definitive Proxy Statement

MFS Series Trust VI has filed a definitive proxy statement, marking a significant step in corporate governance for investment firms.

Montevallo Road Development Group announces exempt offering

Montevallo Road Development Group, LLC has filed a Form D for an exempt securities offering, indicating a capital raise to support its operations.

AVSF - PersonaAI 2026, LLC files for exempt securities offering

AVSF - PersonaAI 2026, LLC has filed a Form D for an exempt offering of securities, indicating a move to raise capital in the tech sector.

LXRE Inc. amends securities offering in recent filing

LXRE Inc. has amended its securities offering, indicating changes in its funding strategy and commitment to compliance with SEC regulations.

AVSF - Atomarine 2026, LLC announces exempt securities offering

AVSF - Atomarine 2026, LLC files Form D for exempt securities offering, signaling a new capital-raising initiative in the investment sector.

CES Investors LLC files Form D for new exempt offering

CES Investors LLC has filed a Form D with the SEC for a new exempt offering of securities, signaling potential growth opportunities for the company.

MFS Variable Insurance Trust Files Additional Proxy Materials

MFS Variable Insurance Trust has filed additional definitive proxy materials, indicating potential governance changes that may impact the investment sector.

Bank of Nova Scotia Files Prospectus to Offer Securities

Bank of Nova Scotia files a prospectus to offer securities, signaling potential growth opportunities in the State Commercial Banks sector.

MFS Series Trust VI Files Definitive Proxy Statement

MFS Series Trust VI has submitted a definitive proxy statement, indicating updates in governance and shareholder engagement strategies.

Lost Boy Hospitality Ventures I, Inc. Files Progress Update

Lost Boy Hospitality Ventures I, Inc. has filed a progress update with the SEC, highlighting its ongoing efforts in the hospitality industry.

MFS Variable Insurance Trust Files Additional Proxy Materials

MFS Variable Insurance Trust has filed additional definitive proxy materials, indicating key updates for stakeholders and the investment industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →