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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

FT 13017 Files Rule 24f-2 Notice for Additional Securities

FT 13017 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, reflecting trends in the investment management industry.

MCG Net Lease Wash & Convenience Fund Announces Offering

MCG Net Lease Wash & Convenience Fund, LLC files Form D for an exempt securities offering, signaling a strategic capital-raising move.

Citigroup files prospectus for new debt issuance

Citigroup Inc. has filed a prospectus for a new debt issuance, indicating a strategic move to enhance its capital structure.

FT 13038 Files Rule 24f-2 Notice with SEC

FT 13038 has filed a Rule 24f-2 notice, reflecting its commitment to compliance with SEC regulations effective October 23, 2026.

First Trust Exchange-Traded Fund IV Files New Summary Prospectus

First Trust Exchange-Traded Fund IV has filed a new summary prospectus, signaling updates in the investment landscape for ETFs.

Citigroup files prospectus for securities offerings

Citigroup Inc. has filed a prospectus indicating its intent to raise capital through securities offerings, impacting the National Commercial Banks industry.

NTV Asset Management files quarterly report on holdings

NTV Asset Management LLC has filed its quarterly report, revealing institutional holdings as of September 30, 2026, highlighting investment strategies.

Navispend, Inc. announces exempt offering of securities

Navispend, Inc. filed a Form D for an exempt offering of securities, indicating a strategic move to raise capital amid industry trends.

Voya Mutual Funds Files Post-Effective Amendment to Registration

Voya Mutual Funds has filed a post-effective amendment to its registration statement, indicating strategic adjustments in its offerings.

First Trust Exchange-Traded Fund IV Files New Summary Prospectus

First Trust Exchange-Traded Fund IV files a new summary prospectus, indicating updates to its investment offerings in the ETF sector.

FT 13029 Files Rule 24f-2 Notice for Additional Securities

FT 13029 has filed a Rule 24f-2 notice, signaling its intent to register additional securities, reflecting growth ambitions in the investment sector.

Petra a Series of CGF2026 LLC Announces Exempt Offering

Petra a Series of CGF2026 LLC has filed a Form D for an exempt offering of securities, indicating a move to raise capital through private investment.

First Trust Exchange-Traded Fund IV Files Summary Prospectus

First Trust Exchange-Traded Fund IV updates investors with a new summary prospectus, enhancing transparency in the investment management industry.

Citigroup files preliminary pricing supplement for capital raise

Citigroup Inc. files a preliminary pricing supplement to enhance its capital-raising strategy, reflecting its proactive approach in the competitive banking sector.

First Trust Exchange-Traded Fund IV Files New Summary Prospectus

First Trust Exchange-Traded Fund IV updates its investment offerings with a new summary prospectus, impacting the investment management sector.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus for a new securities offering, indicating a strategic move to enhance its capital position.

StepStone VC Secondaries Fund VII ND LP files amended offering

StepStone VC Secondaries Fund VII ND LP has filed an amended notice of exempt offering of securities, reflecting its ongoing investment strategies.

Sound Point Euro CLO Management amends securities offering

Sound Point Euro CLO Management, LP has amended its securities offering, reflecting ongoing investment activities in the financial sector.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus for a new securities offering, reflecting its efforts to raise capital amidst evolving market conditions.

Klisura Dean Michael Files for Proposed Sale of Securities

Klisura Dean Michael has filed a Form 144 for the proposed sale of securities, indicating potential changes in ownership or liquidity for the company.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →