Clicky

Wednesday, November 4, 2026

Breaking News

Latest SEC filings as they come in

Connect Biopharma Updates Ownership Stakes in SEC Filing

Connect Biopharma Holdings Ltd updates its ownership stakes in a recent SEC filing, revealing significant investments from Qiming Managing Directors Fund V, L.P.

Swaminathan Balaji acquires shares in reAlpha Tech Corp.

Swaminathan Balaji reports acquisition of 22,106 shares in reAlpha Tech as compensation for his role as a non-executive director.

Harrell Edward Jr. Reports Significant Stock Transactions

Harrell William Edward Jr. reported stock transactions that increase his holdings in Urban One, signaling confidence in the radio broadcasting sector.

Parikh Anand Kiran Reports Stock Transactions at Faeth Therapeutics

Parikh Anand Kiran reports stock transactions involving Faeth Therapeutics, including a gift of shares to a family trust, highlighting his ongoing role as CEO.

reAlpha Tech Corp. issues stock to director Antony Prabhu

reAlpha Tech Corp. issues stock to director Antony Prabhu as part of compensation, reflecting ongoing strategies in the competitive real estate sector.

Fivespan Partners GP reports significant stock transactions

Fivespan Partners GP, LLC announces multiple stock transactions involving Stride, Inc., reflecting changes in ownership and investment strategies.

reAlpha Tech Corp. director receives stock compensation

reAlpha Tech Corp. reports stock compensation for director Dimitrios Angelis, receiving over 22,000 shares as part of the company's incentive strategy.

Juliano de Carvalho Dantas Reports Stock Transactions

Juliano de Carvalho Dantas reports stock transactions, reflecting confidence in AXIA Energia S.A. and its ongoing performance in the electric services industry.

Pelthos Therapeutics Enters Merger Agreement with Castle Creek

Pelthos Therapeutics announces a merger with Castle Creek Biosciences, backed by Ligand Pharmaceuticals' investment, signaling a shift in the biological products sector.

Director Nina Armagno sells 10,926 shares of Rocket Lab

Nina Armagno, director at Rocket Lab, sold 10,926 shares on November 2, 2026, as part of a pre-established trading plan.

Joshua G. Welch Reports Stock Transactions for October 2026

Joshua G. Welch disclosed stock transactions involving America's Car-Mart Inc., reflecting changes in ownership and management strategies.

Rocket Lab CFO Adam Spice Executes Multiple Stock Transactions

Adam Spice, CFO of Rocket Lab Corp, has executed several stock transactions, reflecting strategic management of equity stakes amid industry developments.

Japan Credit Rating Agency files SEC update on compliance

Japan Credit Rating Agency, Ltd. has submitted an SEC update, highlighting its commitment to regulatory compliance in the credit rating industry.

Studio City International Holdings reports director stock trades

Studio City International Holdings Ltd reveals key stock transactions by directors, indicating increased ownership and confidence in the company's future.

Levingston Lemuel Deon Reports Stock Transactions for Urban One

Levingston Lemuel Deon discloses stock transactions involving Urban One, Inc., highlighting significant movements in the audio division.

SoFi Technologies reports stock transaction for executive

SoFi Technologies, Inc. has disclosed a stock transaction involving restricted stock units, reflecting its strategy to align executive interests with shareholders.

John C. Minge Acquires 15,000 Shares of NPK International

John C. Minge increases his stake in NPK International Inc. by acquiring 15,000 shares, raising his total ownership to 268,942 shares.

General Mills CEO Jeffrey Harmening Acquires 7,869 Shares

Jeffrey L. Harmening, CEO of General Mills, acquired 7,869 shares of stock, signaling confidence in the company's future amid competitive industry challenges.

Julie Rubinstein Reports Stock Transactions at Adaptive Biotech

Julie Rubinstein, President and COO of Adaptive Biotechnologies, disclosed multiple stock transactions in a recent SEC filing, reflecting her active role in the company.

Yuanbao Inc. sees significant shareholding changes in filing

Yuanbao Inc. updates SEC filing showing major shareholdings by Qiming Venture Partners, indicating increased confidence in the insurance sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →