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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Pacific Life's Separate Account A Files New Investment Update

Separate Account A of Pacific Life Insurance Co files a new 497VPU form, signaling updates in investment offerings that may impact the industry.

FT 13123 Files Rule 24f-2 Notice for Regulatory Compliance

FT 13123 has filed a Rule 24f-2 notice, marking an important regulatory update for the company and the investment management industry.

Pacific Select Executive Separate Account Files New Definitive Materials

Pacific Select Executive Separate Account of Pacific Life has filed new definitive materials, signaling updates to its investment offerings.

First Trust Exchange-Traded Fund IV Files Summary Prospectus

First Trust Exchange-Traded Fund IV updates its summary prospectus, impacting its investment strategy and the broader investment management sector.

Kora Holdings I Offshore Fund amends exempt securities offering

Kora Holdings I Offshore Fund Ltd has amended its exempt offering of securities, signaling a strategic update that may impact the private equity sector.

Pacific Life's Separate Account A Files Definitive Materials Update

Separate Account A of Pacific Life & Annuity Co files a definitive materials update, reflecting changes in investment offerings and industry dynamics.

Bank of Nova Scotia Files Prospectus for New Offering

Bank of Nova Scotia has filed a prospectus for a new offering, reflecting its strategy to enhance capital and liquidity in the state commercial banking sector.

FT 11677 files notice for effectiveness of registration statement

FT 11677 has filed a notice indicating the effectiveness of its registration statement, allowing for the sale of additional securities.

Arrived STR 2, LLC Files Current Report on Recent Developments

Arrived STR 2, LLC has filed a current report detailing significant updates in its operations, reflecting ongoing trends in the real estate industry.

Health Wealth Fund One Series 3 LLC Amends Securities Offering

Health Wealth Fund One Series 3 LLC has filed an amendment to its securities offering, indicating a strategic move to enhance compliance and attract investment.

Emily Reuter Proposes Sale of Securities in New Filing

Emily Reuter has filed a Form 144 proposing the sale of securities, signaling potential changes in ownership and impacting the business services sector.

Askya SPV 0926 announces exempt offering of securities

Askya SPV 0926 a Series of CGF2021 LLC files a Form D for an exempt offering of securities, signaling its strategy to raise capital.

Transamerica Series Trust Files Definitive Materials Update

Transamerica Series Trust has filed definitive materials, reflecting ongoing compliance and investment strategies in the investment management sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement to enhance its market position in the National Commercial Banks sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement, indicating new offerings in the national commercial banking sector.

AB Active ETFs receives certification for securities listing

AB Active ETFs, Inc. secures certification for its securities listing, marking a pivotal moment in its growth strategy within the investment industry.

Range Resources Corp files prospectus for business combination

Range Resources Corp has filed a prospectus indicating a business combination, signaling strategic growth in the crude petroleum and natural gas sector.

Pacific Select Executive Separate Account Files Definitive Materials

Pacific Select Executive Separate Account files definitive materials, impacting its operational strategies and reflecting ongoing regulatory compliance.

Nissan Auto Lease Trust 2025-A Files ABS-EE for September 2026

Nissan Auto Lease Trust 2025-A has filed an ABS-EE, indicating ongoing activity in asset-backed securities as of September 2026.

BNY Mellon Funds Trust Files Monthly Portfolio Report

BNY Mellon Funds Trust has submitted its monthly portfolio investments report, detailing asset allocations and strategies as of August 31, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →