GS Finance Corp. files for $463,000 in autocallable notes
GS Finance Corp. has filed a registration statement for $463,000 in autocallable notes linked to the EURO STOXX 50 Index, enhancing its product offerings.
Hack Fund IV-A LP amends filing for private equity offering
Hack Fund IV-A LP updates its private equity fund offering details in a recent SEC filing, highlighting investor participation and compliance.
DLP Building Communities Fund files new offering with SEC
DLP Building Communities Fund LLC has filed a new offering with the SEC, raising over $30 million to date and allowing for indefinite fundraising.
Citigroup unveils new contingent income auto-callable securities
Citigroup Inc. files a pricing supplement for new contingent income auto-callable securities, offering potential quarterly payments and reflecting market trends.
Clarivate PLC executive to sell over 82,000 shares of stock
Clarivate PLC has filed to sell over 82,000 shares, signaling a liquidity event and potential shifts in executive stock management strategies.
Linton Paul Alderman files to sell shares of FTI Consulting
Linton Paul Alderman has filed to sell 4,378 shares of FTI Consulting, valued at approximately $831,820, indicating ongoing activity in the sector.
Carnegie Lake Advisors Reports $271.4M in Latest 13F-HR
Carnegie Lake Advisors LLC's recent 13F-HR filing shows $271.4 million in assets, highlighting its investment strategies and portfolio diversity.
Johnson & White Wealth Management reports $274.77M in assets
Johnson & White Wealth Management's latest filing shows $274.77M in assets under management, reflecting growth in their investment portfolio.
Director Jarrod M. Patten Files to Sell Shares of Strategy Inc
Jarrod M. Patten, a director at Strategy Inc, has filed to sell 950 shares of Class A stock following a stock option exercise.
IronBridge Private Wealth reports $337.6 million in holdings
IronBridge Private Wealth, LLC discloses $337.6 million in holdings, highlighting strategic investments in major tech firms and ETFs.
GS Finance Corp. files prospectus for $362 million notes
GS Finance Corp. has filed a prospectus for $362 million in Nasdaq-100 linked notes, guaranteed by The Goldman Sachs Group, Inc.
Hill J Thomas sells 28,000 shares of Vulcan Materials
Hill J Thomas files to sell 28,000 shares of Vulcan Materials Company, valued at approximately $7.99 million, marking a notable transaction in the mining sector.
Endava Delays Annual Report Amid Financial Restatement Issues
Endava plc announces a delay in its Annual Report due to financial restatements and leadership changes, affecting its operations and the industry.
IDACORP withdraws registration statement due to clerical error
IDACORP Inc. withdraws its registration statement, citing a clerical error, and plans to refile shortly. The move impacts capital-raising efforts in electric services.
Intact Financial Corp files 13F Notice for Q3 2026
Intact Financial Corp has submitted a 13F Notice for Q3 2026, signaling changes in its investment strategies and reflecting trends in the financial services sector.
Morgan Stanley Finance LLC Files Pricing Supplement for New Securities
Morgan Stanley Finance LLC files a pricing supplement for Enhanced Buffered Jump Securities, targeting risk-tolerant investors in the financial services sector.
Landmark Wealth Management reports $415 million in AUM
Landmark Wealth Management disclosed $415 million in assets under management as of September 30, 2026, reflecting its growing influence in the investment advisory sector.
BofA Finance unveils new market-linked securities offering
BofA Finance LLC files a pricing supplement for new market-linked securities, fully guaranteed by Bank of America Corporation, signaling a strategic funding move.
HSBC USA Inc. Files Pricing Supplement for Market-Linked Securities
HSBC USA Inc. announces a new offering of market-linked securities, enhancing its product portfolio in the national commercial banking sector.
Jon Springer to Sell 41,380 Shares of Universal Insurance
Jon Springer, independent board member at Universal Insurance Holdings, plans to sell 41,380 shares, valued at $2.07 million, in a recent SEC filing.