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Friday, November 6, 2026

Breaking News

Latest SEC filings as they come in

GraniteShares ETF Trust files registration for new shares

GraniteShares ETF Trust has filed a registration statement with the SEC to offer additional shares in its existing ETFs, signaling market expansion.

Topalian Files Form 3, Indicates No Ownership in Vir

Suzanne Topalian files Form 3 with SEC, showing no securities ownership in Vir Biotechnology, Inc., highlighting her role as a director.

Topalian reports stock acquisitions at Vir Biotechnology

Suzanne Louise Topalian reports stock acquisitions at Vir Biotechnology, indicating confidence in the company's future and reflecting trends in the biological products sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces new Dual Directional Buffered Notes linked to major indices, enhancing its product offerings in the national commercial banking sector.

Mutual Fund Series Trust Files New Registration Statement

Mutual Fund Series Trust files a new registration statement, reflecting updates in its fund offerings and signaling changes in the investment industry.

BofA Finance announces $1.7M callable yield notes issuance

BofA Finance LLC announces $1.7 million in callable yield notes, fully guaranteed by Bank of America, signaling innovation in the national commercial banks sector.

Toronto Dominion Bank Files Preliminary Pricing Supplement

Toronto Dominion Bank has filed a preliminary pricing supplement for its Autocallable Strategic Accelerated Redemption Securities linked to the S&P 500 Index.

BofA Finance LLC Files Pricing Supplement for Notes Linked to S&P 500

BofA Finance LLC files a pricing supplement for Auto-Callable Notes linked to the S&P 500 Index, set to issue on October 30, 2026.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for its Medium-Term Senior Notes, signaling a strategic move in the national commercial banks sector.

Tributary Capital Management reports $1B portfolio value

Tributary Capital Management's latest filing shows a portfolio value exceeding $1 billion, reflecting its investment strategy and market position.

Plural Transfer Services LLC amends TA-1 registration address

Plural Transfer Services LLC has amended its TA-1 registration, changing its principal office address, reflecting operational adjustments.

Barclays Bank announces $6.564 million note issuance

Barclays Bank PLC has launched a $6.564 million issuance of Buffered Autocallable Notes, linked to S&P 500 and Russell 2000 indices.

Cavanal Hill Funds Releases Certified Shareholder Report

Cavanal Hill Funds has published its certified shareholder report for the fiscal year ending August 31, 2026, emphasizing transparency in the investment sector.

BCE partners with La Caisse for wireless tower stake

BCE Inc. partners with La Caisse to sell a 49.9% stake in its wireless tower company, TowerCo, valued at CAD $2.45 billion.

Nuveen Investment Trust II Files New Registration Statement

Nuveen Investment Trust II has filed a new registration statement, reflecting updates in its investment offerings and trends in the investment industry.

Aetos Long/Short Strategies Fund LLC Updates Performance Data

Aetos Long/Short Strategies Fund LLC files an update with the SEC, detailing its performance and investment strategies for institutional investors.

BofA Finance LLC Files Preliminary Pricing for New Notes

BofA Finance LLC has filed a preliminary pricing supplement for new index-linked notes, guaranteed by Bank of America Corporation.

ASA Gold & Precious Metals reports financial position update

ASA Gold & Precious Metals Ltd's latest NPORT-P filing reveals total assets of $1.39 billion, showcasing its investment strategy in the precious metals sector.

CCM Investment Trust files new registration statement

CCM Investment Trust has filed a new registration statement, marking a significant update for the company and the investment management industry.

GraniteShares ETF Trust Files New Registration Statement

GraniteShares ETF Trust has filed a new registration statement, indicating significant updates in its investment offerings and strategies.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →