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Saturday, November 7, 2026

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Latest SEC filings as they come in

Saratoga Advantage Trust reports $1.92 million in assets

Saratoga Advantage Trust's latest NPORT-P filing shows total assets of approximately $1.92 million, offering insights into its investment performance.

Saratoga Advantage Trust files latest NPORT-P report

Saratoga Advantage Trust's NPORT-P filing reveals key financial details, including total assets and liabilities, crucial for investor insights.

BBCMS Mortgage Trust files ABS-EE report on securities

BBCMS Mortgage Trust 2024-5C31 files an ABS-EE report detailing commercial mortgage-backed securities, enhancing transparency in the asset-backed securities market.

Simplify Exchange Traded Funds files new prospectus for ETF

Simplify Exchange Traded Funds has filed a new prospectus for its ETF, merging equity and Bitcoin strategies, reflecting industry trends in investment products.

BBCMS Mortgage Trust 2025-5C36 Reports Latest Distribution

BBCMS Mortgage Trust 2025-5C36 has reported its latest distribution to certificate holders, reflecting ongoing performance in the asset-backed securities market.

Platinum Capital Partners amends offering to raise $19 million

Platinum Capital Partners LLC amends its private offering to raise $19 million, targeting both accredited and non-accredited investors.

BBCMS Mortgage Trust amends Co-Lender Agreement in filing

BBCMS Mortgage Trust 2026-5C43 corrects clerical errors in its Co-Lender Agreement, emphasizing the need for accuracy in asset-backed securities documentation.

WEX Inc. Reports Q3 2026 Results, Highlights Growth Trends

WEX Inc. announces its Q3 2026 financial results, showcasing growth in business services, particularly in payment processing.

Price T Rowe Group Inc Reports Q3 Results in Latest Filing

Price T Rowe Group Inc's Q3 2026 results show key financial metrics and strategic insights that may impact the investment advice sector.

Simplify Exchange Traded Funds launches Gamma Emerging Market Bond ETF

Simplify Exchange Traded Funds has filed for the Simplify Gamma Emerging Market Bond ETF, targeting total returns through emerging market bonds.

BBCMS Mortgage Trust 2019-C4 Reports Latest Distribution

BBCMS Mortgage Trust 2019-C4 announces its latest distribution report, showcasing its performance in the asset-backed securities market.

Bank of Montreal announces new callable barrier notes

Bank of Montreal files a pricing supplement for callable barrier notes linked to major indices, marking a strategic move in the commercial banking sector.

BBCMS Mortgage Trust 2021-C10 Reports Distribution Results

BBCMS Mortgage Trust 2021-C10's latest filing shows distribution results and delinquencies, impacting the asset-backed securities sector.

EMsights Global Offshore Fund LP Files New Offering

EMsights Global Offshore Fund LP files a new offering under Rule 506(b), targeting accredited investors with a minimum investment of $100,000.

VASO Corp files definitive materials for annual meeting

VASO Corp has filed definitive additional materials for its annual meeting, detailing director elections and proposals for shareholders.

GS Finance Corp. files for new autocallable note offering

GS Finance Corp. has filed a preliminary prospectus for a new offering of autocallable buffered basket-linked notes, signaling a strategic move in the industry.

Simplify Exchange Traded Funds files new prospectus for ETF

Simplify Exchange Traded Funds has filed a new prospectus for its Simplify Gold Strategy ETF, effective November 1, 2026, detailing investment strategies and fees.

BBCMS Mortgage Trust files ABS-EE report on commercial mortgages

BBCMS Mortgage Trust 2024-C30 files an ABS-EE report detailing its commercial mortgage assets, reflecting ongoing activity in the asset-backed securities market.

BBCMS Mortgage Trust files ABS-EE report on commercial mortgages

BBCMS Mortgage Trust 2025-5C38 submits ABS-EE filing, detailing commercial mortgage assets and reflecting ongoing activity in asset-backed securities.

Simplify Exchange Traded Funds launches Government Money Market ETF

Simplify Exchange Traded Funds files a summary prospectus for its new Government Money Market ETF, focusing on liquidity and stability for investors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →