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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

AQR Flex 1 Series LLC - Series J97 Files New Offering

AQR Flex 1 Series LLC - Series J97 has filed a new offering under SEC Regulation D, indicating its intent to raise capital in the investment fund sector.

Goldman Sachs details new structured investments in filing

Goldman Sachs Group Inc. files a Free Writing Prospectus on new structured investments linked to equities, enhancing its offerings in the securities industry.

AQR Flex 1 Series LLC - Series J98 Files New Offering

AQR Flex 1 Series LLC - Series J98 files a new offering under Regulation D, aiming to raise a minimum of $15 million for its hedge fund.

Elementum NatCat Onshore Fund LP Files Offering Amendment

Elementum NatCat Onshore Fund LP has filed an amendment to its offering, reflecting ongoing changes and compliance with SEC regulations.

BOCHK Asset Management discloses $710M in latest holdings

BOCHK Asset Management Ltd reveals over $710 million in investments in its recent filing, showcasing its strategic positioning in the investment management sector.

GS Finance Corp. Files Free Writing Prospectus for New Offerings

GS Finance Corp. has filed a Free Writing Prospectus detailing structured investment offerings linked to U.S. and international equities.

HSBC USA Inc. unveils new Autocallable Notes offering

HSBC USA Inc. files a free writing prospectus for new Autocallable Contingent Income Barrier Notes, enhancing its investment product offerings.

Bruce Fund Inc. files new prospectus detailing investment updates

Bruce Fund Inc. has filed a new prospectus, signaling updates to its investment strategies and offerings, impacting the investment industry.

Barclays Bank announces $1.7 million in callable notes

Barclays Bank PLC files a pricing supplement for $1.7 million in callable notes, linked to ETFs, enhancing its investment offerings in the commercial banking sector.

AQR Flex 1 Series LLC - Series J100 Files New Offering

AQR Flex 1 Series LLC - Series J100 files a new offering under SEC Regulation D, indicating a minimum investment of $15 million for accredited investors.

Grimes & Co reports $4.8 billion in latest 13F-HR filing

Grimes & Co Wealth Management's 13F-HR filing reveals over $4.8 billion in assets under management, showcasing its investment strategies and major holdings.

Nationwide Variable Insurance Trust Issues Prospectus Update

Nationwide Variable Insurance Trust updates its prospectus, removing references to Keith P. Robinette, CFA, effective immediately.

Barclays Bank announces $357,000 in Buffered Supertrack Notes

Barclays Bank PLC files pricing supplement for $357,000 in Buffered Supertrack Notes linked to major stock indices, due October 30, 2031.

Perceptive Credit Opportunities Offshore Fund V amends offering

Perceptive Credit Opportunities Offshore Fund V, LP amends its offering, showing commitment to its investment strategy and highlighting investor confidence.

BofA Finance files for $250,000 in Callable Yield Notes

BofA Finance LLC files for $250,000 in Contingent Income Issuer Callable Yield Notes, backed by Bank of America Corporation.

Barclays Bank announces $707,000 in new callable notes

Barclays Bank PLC files for $707,000 in Phoenix AutoCallable Notes, reflecting its innovative approach in the commercial banking sector.

GS Finance Corp. files for $1.27 million in notes linked to S&P 500

GS Finance Corp. files for $1.27 million in leveraged buffered notes linked to the S&P 500, showcasing a strategic move in the securities industry.

GS Finance Corp. files to offer $1.85 million in notes

GS Finance Corp. announces a new offering of $1.85 million in autocallable notes linked to the S&P 500, enhancing its product offerings.

Morgan Stanley Finance LLC Files for Market-Linked Notes Offering

Morgan Stanley Finance LLC files a preliminary pricing supplement for market-linked notes, enhancing its offerings in the competitive securities industry.

AQR Flex 1 Series LLC - Series D17 files new offering

AQR Flex 1 Series LLC - Series D17 files a new offering under SEC Regulation D, focusing on pooled investment funds with a minimum investment of $15 million.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →