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Saturday, November 7, 2026

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Latest SEC filings as they come in

Vanguard California Tax-Free Funds Reports Financial Update

Vanguard California Tax-Free Funds reveals financial figures in recent NPORT-P filing, showcasing growth and stability in the investment sector.

Vanguard Scottsdale Funds Reports Financial Update

Vanguard Scottsdale Funds reveals financial details, highlighting asset management strategies and corporate debt holdings in its latest filing.

Wells Fargo Trust Files ABS-EE Submission for Mortgages

Wells Fargo Commercial Mortgage Trust 2024-5C1 files ABS-EE detailing commercial mortgage-backed securities, impacting the asset-backed securities industry.

Vanguard Scottsdale Funds Reports Strong Financial Position

Vanguard Scottsdale Funds' latest filing reveals strong financial health with significant net assets and liabilities, reflecting its commitment to transparency.

Vanguard World Fund reports $22 billion in total assets

Vanguard World Fund's latest filing shows total assets of $22 billion, reflecting stability in the investment management sector.

Vanguard Admiral Funds Reports Financial Update for Q3

Vanguard Admiral Funds shares its latest financial report, revealing total assets of over $1.97 billion and key investments.

Vanguard Ohio Tax-Free Funds Reports Latest Portfolio Update

Vanguard Ohio Tax-Free Funds shares its latest portfolio update, highlighting significant assets and tax-exempt investments in Ohio.

Vanguard Wellington Fund Reports Financial Status in NPORT-P

Vanguard Wellington Fund's latest NPORT-P filing reveals over $2.5 billion in assets and highlights its investment strategy in municipal bonds.

IV Series 38A files for new investment offering under SEC

IV Series 38A has filed a new offering with the SEC, highlighting potential growth in the pooled investment fund sector.

Vanguard Scottsdale Funds reports $1.7B in assets

Vanguard Scottsdale Funds reveals total assets of $1.7 billion in latest filing, reflecting stability in the investment management sector.

Vanguard Pennsylvania Tax-Free Funds reports $4.09B in assets

Vanguard Pennsylvania Tax-Free Funds announces total assets of $4.09 billion in latest filing, reflecting stability in tax-free investment strategies.

Vanguard World Fund reports substantial assets in NPORT-P filing

Vanguard World Fund reveals its latest financial results, showcasing significant assets under management and reaffirming its leadership in the investment industry.

Vanguard Wellington Fund reports over $122 billion in assets

Vanguard Wellington Fund reveals total assets exceeding $122 billion in its latest filing, showcasing stability in the investment sector.

GS Finance Corp. Files Prospectus for $1.876 Million Notes

GS Finance Corp. files a prospectus for $1.876 million in equity-linked notes, backed by Goldman Sachs, targeting major tech stocks.

Barclays Bank announces $601,000 in new autocallable notes

Barclays Bank PLC files for $601,000 in Autocallable Step Down Notes linked to CrowdStrike, signaling a strategic move in the commercial banking sector.

Barclays Bank announces $623,000 Buffered Supertrack Notes

Barclays Bank PLC files pricing supplement for $623,000 in Buffered Supertrack Notes, due April 30, 2030, linked to S&P 500 and Dow Jones.

Chubb CEO Evan Greenberg files to sell 13,889 shares

Evan Greenberg, CEO of Chubb Limited, has filed to sell 13,889 shares of common stock, reflecting ongoing trends in executive compensation.

Bank of Montreal offers $9.37 million in GEARS linked to ETF

Bank of Montreal files for $9.37 million in Trigger Autocallable GEARS linked to iShares MSCI Brazil ETF, enhancing its product offerings.

Wells Fargo Commercial Mortgage Trust Reports Latest Distribution

Wells Fargo Commercial Mortgage Trust 2024-5C1 releases its distribution report for September-October 2026, reflecting asset-backed securities performance.

Prudential Investment Portfolios 6 files new registration statement

Prudential Investment Portfolios 6 has filed a new registration statement, signaling a strategic move to enhance its investment offerings and attract more investors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →