Morgan Stanley Finance files pricing supplement for securities
Morgan Stanley Finance LLC files a pricing supplement for structured investments, enhancing its offerings in the competitive securities market.
Ascentis Wealth Management reports $606M in holdings
Ascentis Wealth Management files a 13F-HR, revealing over $606 million in holdings as of September 30, 2026, impacting the investment management landscape.
JPMorgan Chase Financial Co. files for six note offerings
JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for six note offerings, indicating a strategic move in the banking sector.
Nuveen Quality Municipal Income Fund to Redeem Preferred Shares
Nuveen Quality Municipal Income Fund plans to redeem certain preferred shares, reflecting its capital management strategy and impacting the closed-end fund sector.
Jim Saulnier & Associates reveals $248.6 million in holdings
Jim Saulnier & Associates, LLC reports $248.6 million in holdings as of September 30, 2026, showcasing a diversified investment strategy in ETFs.
W.H. Cornerstone Investments reveals Q3 holdings report
W.H. Cornerstone Investments Inc. filed its Q3 holdings report, revealing a total asset value of $181.2 million as of September 30, 2026.
Citigroup files pricing supplement for medium-term senior notes
Citigroup Inc. files a pricing supplement for new medium-term senior notes, aiming to attract investors with higher potential yields amid competitive banking.
HSBC USA Inc. Launches Market-Linked Securities Offering
HSBC USA Inc. has filed a free writing prospectus for new market-linked securities, indicating a strategic push into innovative financial products.
GS Finance Corp. registers $8.415 million in index-linked notes
GS Finance Corp. files for $8.415 million in S&P 500 index-linked notes, signaling strategic growth in the security brokers and dealers sector.
JPMorgan Chase Financial Co. files pricing supplement for notes
JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.259 million in auto callable contingent interest notes linked to Abbott Laboratories.
AB Trust Files New Registration Statement for Funds
AB Trust has filed a new registration statement, reflecting its commitment to transparency and compliance in the investment sector.
Citigroup files pricing supplement for new Medium-Term Notes
Citigroup Inc. has filed a pricing supplement for its new Medium-Term Senior Notes, signaling a strategic move in the national commercial banking sector.
Citigroup files pricing supplement for new debt securities
Citigroup Inc. files a pricing supplement for unsecured debt securities linked to the Nasdaq-100 Index, showcasing its innovative approach in the banking sector.
Morgan Stanley Finance LLC Files Pricing Supplement for Trigger PLUS
Morgan Stanley Finance LLC has filed a pricing supplement for a new structured investment product, the Trigger PLUS, aimed at investors seeking leveraged upside potential.
Barclays Bank unveils new structured investment product
Barclays Bank PLC announces a new structured investment product, the Auto-Callable Dual Directional Trigger PLUS, enhancing its offerings in the commercial banking sector.
Marsh Investments US LLC files latest 13F-NT report
Marsh Investments US LLC has filed its 13F-NT report, reflecting its investment positions as of September 30, 2026, significant for the asset management industry.
GS Finance Corp. files for $20,000 in leveraged notes
GS Finance Corp. files a registration statement for $20,000 in leveraged buffered notes linked to the Russell 2000 index, enhancing its product offerings.
Bank of Nova Scotia Files Pricing Supplement for New Notes
Bank of Nova Scotia announces a preliminary pricing supplement for contingent buffer digital notes linked to the S&P 500 index, expanding its investment offerings.
Citigroup announces new medium-term notes issuance
Citigroup Inc. has filed a pricing supplement for new medium-term notes linked to major stock indices, enhancing its funding strategy.
Forthright Family Wealth Advisory reports Q3 2026 holdings
Forthright Family Wealth Advisory LLC reveals its Q3 2026 holdings, totaling $175.8 million, with significant investments in tech and consumer sectors.