Clicky

Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

BofA Finance LLC issues $204,000 in Callable Yield Notes

BofA Finance LLC announces $204,000 in Callable Yield Notes linked to Nasdaq-100 Index, expanding investment offerings and influencing national commercial banks.

New England Professional Planning Group reveals $263M in holdings

New England Professional Planning Group Inc. reports $263.1 million in holdings as of September 30, 2026, highlighting strategic investments across various sectors.

CA Secondaries Aggregation Vehicle Offshore II, LP Files New Offering

CA Secondaries Aggregation Vehicle Offshore II, LP announces a new private equity offering, signaling growth in the pooled investment fund sector.

Exchange Listed Funds Trust Files NPORT-P, Revealing Assets

Exchange Listed Funds Trust's recent NPORT-P filing shows assets of over $41 million, reflecting a stable financial position in the investment sector.

Exchange Listed Funds Trust reports financials for ETF

Exchange Listed Funds Trust reveals financial details for its Bancreek International Large Cap ETF, showing assets of $93.4 million.

Exchange Listed Funds Trust Reports Financial Update

Exchange Listed Funds Trust reveals its latest financials, showing total assets of $152.8 million for the Bancreek U.S. Large Cap ETF.

Exeter Select Automobile Receivables Trust 2026-1 Reports Stability

Exeter Select Automobile Receivables Trust 2026-1 files distribution report, showing no asset repurchase demands, indicating stability in the auto loan market.

Chad Roberts Files to Sell 4,375 Shares of Flowco Holdings

Chad Roberts has filed to sell 4,375 shares of Flowco Holdings, indicating a significant liquidity move following his tenure as a former officer.

Enova International officer Sean Rahilly files to sell shares

Sean Rahilly of Enova International has filed to sell 10,000 shares, valued at over $1.8 million, following stock option exercises.

Bayview MSR Opportunity Domestic 2 Amends Offering Details

Bayview MSR Opportunity Domestic 2, L.P. has amended its offering, revealing over $1.7 billion raised. The update reflects ongoing investment activity.

Barclays Bank announces Trigger Jump Securities offering

Barclays Bank PLC files for Trigger Jump Securities, targeting unique investment opportunities linked to major U.S. equity indices.

Barclays Bank announces new notes linked to tech index

Barclays Bank PLC files a preliminary pricing supplement for new notes linked to its US Tech Accelerator Index, signaling a strategic financial move.

Citigroup announces new Capped GEARS offering linked to indices

Citigroup Inc. has filed a pricing supplement for a new offering of Capped GEARS linked to five indices, enhancing its financial product offerings.

Exchange Listed Funds Trust reports $13 million in assets

Exchange Listed Funds Trust's recent NPORT-P filing reveals total assets of $13 million, showcasing its investment strategies and competitive positioning.

Certified Advisory Corp reports $1.2 billion in assets

Certified Advisory Corp's latest filing shows $1.2 billion in assets under management, highlighting its growth in the investment management sector.

Exeter Select Trust Reports No Breaches in Monthly Filing

Exeter Select Automobile Receivables Trust 2026-2 files monthly report showing no breaches in asset representations for September 2026, indicating stability.

Exchange Listed Funds Trust reports financials in NPORT-P filing

Exchange Listed Funds Trust's NPORT-P filing shows $476M in assets, signaling transparency in the investment management sector.

ALPS ETF Trust files NPORT-P report revealing $3B in assets

ALPS ETF Trust's latest NPORT-P filing shows total assets of approximately $3 billion, providing insight into its investment strategies and financial health.

ALPS ETF Trust Reports Strong Asset Management in Latest Filing

ALPS ETF Trust's latest filing shows total assets of $196 million, reflecting its strong position in the investment sector focused on infrastructure.

ALPS ETF Trust Reports Latest NPORT-P Filing with Key Data

ALPS ETF Trust's NPORT-P filing reveals crucial details about its asset management and investment strategies, impacting the competitive ETF landscape.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →