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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Exchange Listed Funds Trust reports NPORT-P filing results

Exchange Listed Funds Trust reveals financial details in its NPORT-P filing, highlighting assets and net assets for its Climate Global Climate Resilient REIT Index ETF.

GS Finance Corp. files for $51.9 million in index-linked notes

GS Finance Corp. has filed a registration statement for $51.9 million in index-linked notes, showcasing innovation in the security brokers and dealers sector.

Drowsy Digital files for $40 million securities offering

Drowsy Digital, Inc. seeks to raise nearly $40 million through a new securities offering, indicating growth ambitions in the tech sector.

DCG International Investments files to sell shares of Grayscale Trust

DCG International Investments Ltd. files to sell 575 shares of Grayscale Livepeer Trust, indicating strategic adjustments in its investment strategy.

DCG International Investments to Sell Shares of Grayscale Trust

DCG International Investments Ltd. files to sell 640 shares of Grayscale Decentraland Trust, signaling potential strategy changes in the digital asset sector.

DCG International Investments to Sell 3,300 Shares of ETF

DCG International Investments Ltd. files to sell 3,300 shares of Grayscale CoinDesk Crypto 5 ETF, marking a significant move in its investment strategy.

DCG International Investments to Sell 20,000 Shares of Grayscale

DCG International Investments Ltd. files to sell 20,000 shares of Grayscale Bitcoin Cash Trust, impacting the cryptocurrency investment landscape.

Grayscale Bittensor Trust files to sell 1,400 shares of stock

Grayscale Bittensor Trust has filed to sell 1,400 shares of its common stock, valued at about $8,370.04, reflecting ongoing market activity.

Cohen & Steers ETF Trust files NPORT-P with key updates

Cohen & Steers ETF Trust reveals financial details in its latest NPORT-P filing, highlighting significant assets and liabilities as of August 31, 2026.

Cohen & Steers ETF Trust Releases Latest NPORT-P Filing

Cohen & Steers ETF Trust has filed its latest NPORT-P report, detailing financial status and asset allocation for the Cohen & Steers Real Assets Active ETF.

Morgan Stanley Finance files pricing supplement for notes

Morgan Stanley Finance LLC has filed a pricing supplement for market-linked notes due November 1, 2029, expanding its structured investment offerings.

HSBC USA Inc. files pricing supplement for new securities

HSBC USA Inc. has filed a pricing supplement for $1.6 million in contingent income auto-callable securities, enhancing its investment offerings.

Bank of Montreal files for $6.78 million in callable notes

Bank of Montreal files for $6.78 million in callable barrier notes, highlighting its strategy to attract investors seeking contingent interest payments.

Forst Rita to Sell 2,000 Shares of AerCap Holdings

Forst Rita, director at AerCap, files to sell 2,000 shares worth $310,960 following stock vesting. This reflects ongoing trends in the leasing sector.

Mutual Fund Series Trust files summary prospectus for ETF

Mutual Fund Series Trust has filed a summary prospectus for its Eventide Dividend Growth ETF, focusing on dividend growth and ethical investing.

AMax Holding Ltd Reports 16.8% Stake in Buuu Group Ltd

AMax Holding Ltd files to report a 16.8% stake in Buuu Group Ltd, indicating strategic interests in the amusement and recreation services sector.

Royal Bank of Canada offers $3.655 million in notes

Royal Bank of Canada announces a $3.655 million offering of redeemable fixed-rate notes, reflecting its strategy to optimize funding.

Royal Bank of Canada files for $905,000 in new notes

Royal Bank of Canada announces a new offering of Auto-Callable Contingent Coupon Barrier Notes worth $905,000, expanding its investment product range.

MiNeng, Inc. Reports Ownership Changes by President Xu Shanshan

MiNeng, Inc. reports significant ownership changes by President Shanshan Xu, highlighting transparency and governance in the biological products sector.

Foerster Christian Uwe files Form 3 as director at Bambusa

Foerster Christian Uwe files Form 3, confirming his role as director at Bambusa Therapeutics, Inc., highlighting ownership of one security.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →