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Saturday, November 7, 2026

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Latest SEC filings as they come in

Morgan Stanley Finance LLC Files Pricing Supplement for Notes

Morgan Stanley Finance LLC files a pricing supplement for Variable Income Memory Auto-Callable Notes due in 2031, linked to major tech stocks.

UBS AG files pricing supplement for new yield notes offering

UBS AG has filed a preliminary pricing supplement for its Airbag Autocallable Yield Notes linked to AMD, reflecting its strategy to expand product offerings.

JPMorgan Chase Financial Co. files for Enhanced Jump Securities

JPMorgan Chase Financial Co. LLC files pricing supplement for Enhanced Jump Securities due November 1, 2029, signaling innovation in financial products.

Innovative Home Solutions USA files new $11 million offering

Innovative Home Solutions USA LLC aims to raise $11 million through a new private offering, reflecting trends in the residential sector.

SilverOak Wealth Management Reports $839.7M in Assets

SilverOak Wealth Management's latest filing shows $839.7 million in assets under management, highlighting its investment strategies and growth.

Crown Holdings director acquires 353 shares in transaction

Crown Holdings, Inc. reports insider transaction as director Stephen J. Hagge acquires 353 shares at $117.15 each, reflecting ongoing confidence in the company.

Eos Energy's CCO Michelle Buczkowski Executes Stock Trades

Michelle Buczkowski, CCO of Eos Energy, sells 50,000 shares and acquires 100,000 shares in recent stock transactions, signaling a strategic shift.

Utah Medical Products CEO Kevin Cornwell Acquires Shares

Kevin L. Cornwell, CEO of Utah Medical Products, purchases 1,000 shares, boosting his total ownership to 189,472 shares, signaling confidence in the company.

MasTec Reports Third-Quarter Results Amid Industry Challenges

MasTec Inc. shares its Q3 earnings, showcasing resilience in the construction sector despite ongoing market challenges.

Penumbra Inc Reports Q3 2026 Financial Results

Penumbra Inc's Q3 2026 results show ongoing efforts in the surgical and medical instruments industry. Competitors watch closely as the company navigates challenges.

Nexa Resources reports Q3 2026 financial results and updates

Nexa Resources S.A. files Q3 2026 results, showcasing commitment to transparency in the metal mining sector. Key executive certifications included.

Atomera announces Q3 2026 results with $6 million loss

Atomera Inc reports a net loss of $6 million for Q3 2026, highlighting ongoing developments in the semiconductor industry.

BioHarvest Sciences to Report Q3 2026 Financial Results

BioHarvest Sciences will announce its Q3 2026 financial results on November 12, focusing on its transformation into a CDMO.

MasTec Reports Record Q3 2026 Results, Raises Full-Year Guidance

MasTec Inc. announces strong Q3 2026 results with a 30% revenue increase and raises full-year earnings guidance, signaling growth in the construction sector.

BofA Finance LLC offers $338,000 in yield notes

BofA Finance LLC files to offer $338,000 in contingent income buffered yield notes, guaranteed by Bank of America, linked to S&P 500 Futures.

BofA Finance announces pricing for auto-callable notes

BofA Finance LLC prices Buffered Auto-Callable Notes linked to S&P 500 Futures, fully guaranteed by Bank of America Corp.

Bank of Montreal registers $725,000 in medium-term notes

Bank of Montreal files for $725,000 in senior medium-term notes, enhancing liquidity and potentially impacting the commercial banking sector.

Bank of Montreal announces new offering of senior notes

Bank of Montreal files pricing supplement for $1.64M senior notes linked to S&P 500, reflecting its strategy to diversify funding sources.

Sicart Associates reports $412.55 million in holdings

Sicart Associates LLC's latest filing reveals $412.55 million in holdings as of September 30, 2026, showcasing a diversified investment portfolio.

Barclays Bank announces $8.476 million note offering

Barclays Bank PLC files for $8.476 million Trigger Callable Contingent Yield Notes, linked to major stock indices, signaling innovation in debt offerings.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →